Search for: "Commodity Exchange v. COMMODITY FUTURES TRADING"
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17 Jun 2010, 3:25 pm
(Well, the law of antitrust and unfair trade could in fact apply here, depending on how the non-neutral behavior was expressed and by whom. [read post]
23 May 2010, 8:31 pm
The act also requires hedge fund managers to provide the SEC with certain information about their trading program and investment positions (see Section 404). **** TITLE IV—REGULATION OF ADVISERS TO HEDGE FUNDS AND OTHERS SEC. 401. [read post]
19 May 2010, 10:39 am
The SEC and Commodity Futures Trading Commission (CFTC) also released their preliminary findings yesterday regarding the "unusual market events" of May 6. [read post]
28 Apr 2010, 5:00 am
As such, F agrees to make a series of fixed payments to V in exchange for V’s promise to pay F any amount above the current interest rate of the note, should the rate increase. [read post]
22 Mar 2010, 9:02 pm
David Stawick Secretary Commodity Futures Trading Commission 1155 21st Street, NW Washington, DC 20581 Re: Request for Comment on Proposed Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries Dear Mr. [read post]
1 Feb 2010, 6:36 am
Editor’s Note: Eduardo Gallardo is a partner focusing on mergers and acquisitions at Gibson, Dunn & Crutcher LLP. [read post]
14 Jan 2010, 9:15 pm
The term “eligible contract participant” is important with regard to managers who provide advice on futures and commodities investments (including off-exchange spot foreign currency or “forex”). [read post]
2 Jan 2010, 7:46 am
NUMBER 2: Murdoch and Newspaper Industry v Internet The year that the US newspaper industry lost more than 40,000 jobs also saw business tycoon Rupert Murdoch commence a battle against companies such as Google for "stealing" content from his news publication websites, like the Times and the Wall Street Journal (see Murdoch's Federal Trade Commission speech here). [read post]
21 Dec 2009, 9:12 am
Diamond for the Eastern District of Pennsylvania raised serious questions in the case of the Securities and Exchange Commission (“SEC”) et. al. v. [read post]
18 Dec 2009, 10:38 am
As amended by the Commodity Futures Modernization Act, the Exchange Act antifraud provisions apply to security-based swap agreements. [read post]
17 Dec 2009, 10:22 pm
Leonard consider the original contested commodity-human labor. [read post]
11 Dec 2009, 12:19 pm
I looked at Title V of Wall Street Reform and Consumer Protection Act of 2009and found the Private Fund Investment Advisers Registration Act tucked neatly inside. [read post]
11 Dec 2009, 11:38 am
According to Treasury, the lack of a federal regulatory regime and resolution authority for large systemic non-bank financial institutions contributed to the financial crisis and, unless addressed with legislation, will constrain a federal response to future crises (Title I, Subtitle G). [read post]
19 Nov 2009, 4:13 pm
CFTC Regulation 4.22 Amended Earlier this year the Commodities Futures Trading Commission (“CFTC”) proposed amendments to certain Part 4 Regulations. [read post]
25 Oct 2009, 3:10 pm
The Merger NYMEX “was the largest commodity futures exchange in the world. [read post]
6 Oct 2009, 3:18 pm
District Court for the Southern District of Texas dismissed a twenty-six-count indictment that the Commodity Futures Trading Commission (CFTC) and Justice Department had brought against four former BP traders for allegedly attempting to manipulate the TET propane market in 2004 in violation of the Commodities Exchange Act (CEA). [read post]
15 Jul 2009, 1:31 am
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FEEDER FUNDS HELD SUBJECT TO COMMODITY POOL REGULATION"A fund that solicits money from investors for trading in commodity futures is subject to registration and regulation as a commodity pool operator, even if it does no trading itself, the Third U.S. [read post]
13 Jul 2009, 11:14 am
The steps include: (i) requiring that all standardized derivative contracts be cleared through well-regulated central counterparties and executed either on regulated exchanges or regulated electronic trade execution systems; (ii) encouraging greater use of standardized OTC derivatives through capital requirements and other measures to facilitate migration of such derivatives onto central clearinghouses and exchanges; (iii) requiring all… [read post]
9 Jun 2009, 2:23 pm
For years, retail customers that invested in futures had all of the regulatory protections of the Commodity Exchange Act. [read post]
9 Apr 2009, 4:23 pm
Commodity Futures Trading Commission (CFTC) announced that it obtained a federal court order against William D. [read post]
