Search for: "Cooper Industries LLC"
Results 241 - 260
of 714
Sort by Relevance
|
Sort by Date
14 Jan 2021, 12:09 pm
The group agreed to pay $100 million in criminal penalties and cooperate with ongoing federal antitrust investigations into market allocation and other anticompetitive conduct in the oncology industry. [read post]
14 Jan 2021, 9:14 am
A spokesman for AmEx said the company had been cooperating with a regulatory review of small business card sales between 2015 and 2016 since spring, but declined to give further details including about the regulators involved. [read post]
7 Jan 2021, 8:30 pm
National/Federal Aides Weigh Resignations, Removal Options as Trump Rages Against Perceived Betrayals MSN – Philip Rucker, Josh Dawsey, Shane Harris, and Ashley Parker (Washington Post) | Published: 1/7/2021 President Trump was ensconced in the White House residence, raging about perceived betrayals, as an array of top aides weighed resigning and some senior administration officials began conversations about invoking the 25th Amendment – an extraordinary measure that would remove… [read post]
5 Jan 2021, 6:56 am
She has been in the industry since 1998. [read post]
4 Jan 2021, 12:05 pm
Morgan Securities LLC Jon Foster Wells Fargo Clearing Services, LLC Mark Grenier David Lerner Associates, Inc. [read post]
4 Jan 2021, 9:21 am
Morgan Securities LLC Wells Fargo Advisors, LLC Thomas Marino R.M. [read post]
4 Jan 2021, 7:30 am
Dean Grosskreutz Allstate Financial Services, LLC Morgan Keegan & Company, Inc. [read post]
28 Dec 2020, 1:55 pm
He has been in the industry since 1999. [read post]
17 Dec 2020, 8:03 am
The regulator did not fine RBC, instead, crediting the firm for its “extraordinary cooperation. [read post]
11 Nov 2020, 4:14 pm
The 2019 DOJ New Policy for Incentivizing Antitrust Compliance In the past, if a company did not win the race for leniency, the DOJ’s approach was to insist that it plead guilty to a criminal charge with the opportunity to be an early-in cooperator, and potentially receive a substantial penalty reduction for timely, significant, and useful cooperation. [read post]
3 Nov 2020, 9:03 pm
In Sec 202, the second objective of the act is for “Cooperation among Federal and State agencies, producers, industry organizations, and others in the development and effectuation of research and marketing programs to improve distribution processes. [read post]
8 Oct 2020, 1:09 pm
Privacy The second issue presented by IoT devices is privacy—a concept that bears on a consumer’s relationship with industry and on industry’s relationship with Government. [read post]
8 Oct 2020, 8:56 am
The developments might have significant consequences on the cryptocurrency industry globally. [read post]
24 Sep 2020, 1:33 pm
Rate plan optimization is well-understood in the telecommunications expense management industry, and the wireless carriers regularly engage in the process for their Fortune 500 customers. [read post]
11 Sep 2020, 9:45 am
The post FINRA Report: Brokers Often Refuse to Cooperate During Investment Fraud Investigations appeared first on Zamansky LLC. [read post]
11 Sep 2020, 3:00 am
National/Federal $2,933 for ‘Girl’s Night’: Medicaid chief’s consulting expenses revealed Politico – Dan Diamond and Adam Cancryn | Published: 9/10/2020 A House investigation showed how Seema Verma, the Trump administration’s top Medicaid official, spent more than $3.5 million on a range of GOP-connected consultants, who polished her public profile, wrote her speeches and Twitter posts, brokered meetings with high-profile individuals, and even billed… [read post]
9 Sep 2020, 7:24 am
Murphy was most recently registered with Monmouth Capital Management LLC from 2018-2019. [read post]
1 Sep 2020, 9:39 am
The post Broker Narinder Singh Barred from Securities Industry appeared first on The White Law Group. [read post]
12 Aug 2020, 11:10 am
Lyons, Louisville, KY FINRA Bars Christopher Duke Bennett for Failure to Cooperate with its Investigation According to Financial Advisor IQ, citing a document from the Financial Industry Regulatory Authority on August 6, 2020, the regulator has barred former J.J.B. [read post]
12 Aug 2020, 10:51 am
Bryant Caveness, Ameriprise Financial Services, Kingsport, TN FINRA Bars Bryant Caveness for Failure to Cooperate with its Investigation According to Financial Advisor IQ on July 27, citing a document from the Financial Industry Regulatory Authority (FINRA), the regulator has barred financial advisor Bryant Caveness for failure to provide information in its investigation into his “potential receipt of checks from senior customers. [read post]
