Search for: "Custom Products, LLC"
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27 Jan 2022, 10:00 pm
The US Federal Trade Commission (FTC) has settled charges brought against Fashion Nova, LLC (Fashion Nova) under Section 5(a) of the FTC Act for failure to publish negative product reviews on its website. [read post]
27 Jan 2022, 10:00 pm
The US Federal Trade Commission (FTC) has settled charges brought against Fashion Nova, LLC (Fashion Nova) under Section 5(a) of the FTC Act for failure to publish negative product reviews on its website. [read post]
27 Jan 2022, 10:00 pm
The US Federal Trade Commission (FTC) has settled charges brought against Fashion Nova, LLC (Fashion Nova) under Section 5(a) of the FTC Act for failure to publish negative product reviews on its website. [read post]
17 Feb 2020, 6:48 am
He then worked for Credit Suisse Securities (USA) LLC (CRD# 816) before joining UBS (CRD# 8174) in 2015. [read post]
31 May 2021, 1:11 pm
Advisor Kevin Houser (Houser), currently employed by brokerage firm Ameriprise Financial Services, LLC (Ameriprise) has been subject to at least four customer complaints during the course of his career. [read post]
13 Aug 2010, 9:00 am
Customers who have any of the above-named products in their possession should stop using them immediately and contact their physician if they have experienced any problems that may be related to taking these products. [read post]
11 Mar 2022, 12:52 pm
Several East West Bank Customers Worked With Cetera Broker Linda Fang Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) is continuing to investigate claims of losses involving East West Bank customers who invested in Northstar Financial Services (Bermuda) products. [read post]
12 Feb 2020, 12:26 pm
Today, in Acetris Health, LLC v. [read post]
29 Jul 2014, 5:57 pm
The Financial Industry Regulatory Authority (FINRA) barred from the financial industry broker James Bracey (Bracey) concerning allegations that in or about February 2008, Bracey, received a $175,000 loan from a customer without notifying Multi-Financial, now known as Cetera Advisor Network LLC. [read post]
29 Dec 2020, 7:56 pm
Iorio Altamirano LLP is investigating claims on behalf of Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC customers (together “Wells Fargo” or the “Firm”) who received recommendations to switch from variable annuities to investment company products. [read post]
19 Feb 2014, 6:46 am
Custom Media Technologies LLC v. [read post]
5 Oct 2017, 9:00 pm
Sandridge RMH Acquisition LLC Thursday recalled more than half a ton of ready-to-eat beef products from its Morton, IL, after a consumer complained that the product was meat loaf, not pot roast as indicated on the packaging. [read post]
8 Nov 2018, 7:31 am
Second, if there is a reasonable basis to recommend the product to investors the broker then must match the investment as being appropriate for the customer’s specific investment needs and objectives. [read post]
7 Mar 2019, 8:04 pm
McDaniel Life-Line LLC is notifying its customers, by press release, of the recalled product. [read post]
9 Nov 2018, 11:55 am
Vault Cargo Management, LLC v. [read post]
7 Feb 2014, 2:57 am
Customers should immediately discontinue use of any impacted product. [read post]
23 Feb 2010, 3:00 pm
These products are sold to investors as safe cash-alternative investments. [read post]
14 Apr 2014, 2:49 pm
According to an article by The Daily Caller, the popular firearms company Remington Arms Company, LLC announced a product recall for several of its popular models. [read post]
20 Jun 2019, 9:19 am
Advisor Craig Sherrer (Sherrer), currently employed by Janney Montgomery Scott LLC (Janney Montgomery) and formerly with Newbridge Securities Corporation (Newbridge Securities) has been subject to at least one customer complaint during the course of his career. [read post]
15 Apr 2019, 8:31 am
Advisor Daniel Davila (Davila), formerly employed by Purshe Kaplan Sterling Investments (Purshe Kaplan) and currently employed by advisory firm Austin Walth Management, LLC (Austin Wealth) has been subject to at least two customer complaints. [read post]
