Search for: "D & D Management and Investement, LLC" Results 241 - 260 of 1,160
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18 Mar 2021, 8:09 am by John Jascob
Sal Arnuk of Themis Trading LLC, which acts as a trading agent for large money managers, testified first by saying that the most damaging elements of the meme-stock craze have resulted from: (1) extremely poor investor education; and (2) an “undeniable” conflict of interest presented by the practice of payment for order flow. [read post]
18 Mar 2021, 4:34 am
[Section 2(d) refusal of BOULEVARD INSURANCE STRATEGIES & Design for "Financial and investment services, namely, financial portfolio management services, investment advisory services, financial planning services, and investment management services for high-wealth individuals and families," in view of the registered mark BOULEVARD for "accepting, processing, and reconciling credit card, debit card, gift card and other forms of… [read post]
15 Mar 2021, 8:05 am by Renae Lloyd
  Although Stanga provided written notice to the firm on his Form U4, describing his involvement as an “investor, gives advice/opinions on buying/fixing/selling residential homes,” he allegedly failed to fully disclose his role as “manager,” and that the business was an investment-related business. [read post]
15 Mar 2021, 8:05 am by Renae Lloyd
  Although Stanga provided written notice to the firm on his Form U4, describing his involvement as an “investor, gives advice/opinions on buying/fixing/selling residential homes,” he allegedly failed to fully disclose his role as “manager,” and that the business was an investment-related business. [read post]
15 Mar 2021, 8:05 am by Renae Lloyd
  Although Stanga provided written notice to the firm on his Form U4, describing his involvement as an “investor, gives advice/opinions on buying/fixing/selling residential homes,” he allegedly failed to fully disclose his role as “manager,” and that the business was an investment-related business. [read post]
18 Feb 2021, 9:15 am by Kristian Soltes
District Judge Jesse Furman on Tuesday ruled that 10 asset managers for the lenders — which include Brigade Capital Management, HPS Investment Partners and Symphony Asset Management — don’t have to return $504 million that Citibank said it mistakenly transferred in August while trying to make an interest payment. [read post]
15 Feb 2021, 4:18 am by Peter Mahler
Gluck has raised about exclusion are not discrete small little things that one can say, Well, he complained that this number — he was prevented from showing that this five should have been a ten; and, therefore, you’d have an easy fix by making a ten rather than five. [read post]
10 Feb 2021, 2:25 pm by Scott McKeown
These patents include claims directed to computerized financial transactions alleged to manage charge-back allocations. [read post]
16 Jan 2021, 10:57 pm by Mahmoud Khatib
Within many companies, supply chain management is on the front lines of negotiating contracts and letters of intent. [read post]
11 Jan 2021, 3:31 am
On remand from the CAFC, the Board again affirmed a Section 2(d) refusal to register the mark GUILD MORTGAGE COMPANY & Design for “mortgage banking services, namely, origination, acquisition, servicing, securitization and brokerage of mortgage loans” [MORTGAGE COMPANY disclaimed] in view of the registered mark GUILD INVESTMENT MANAGEMENT for “Investment advisory services” [INVESTMENT MANAGEMENT disclaimed]. [read post]
10 Jan 2021, 5:39 am by Rob Robinson
Drivers fueling investment in eDiscovery during 2020 generally mirrored the drivers fueling investments in 2019 with the exception of investing during April and May of 2020, when pandemeconomic conditions created a noticeable pause in normal investing pulse rates. [read post]
1 Jan 2021, 6:14 am by Rob Robinson
(Chart 2) The Q4 2020 investment pulse rate (8) appears to be generally in line with previous Q4 investment pulse rates since 2015. [read post]
30 Dec 2020, 7:55 am by Bob Ambrogi
But if we were to be honest, we’d all admit the overall experience left us feeling a bit shortchanged. [read post]