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8 Sep 2011, 12:22 pm
In a similar letter to the SEC, Senators Scott Brown (R-MA) and John Kerry (D-MA) and Rep. [read post]
30 Dec 2010, 4:25 pm
Senator Jeff Merkley (D-Ore) explained that in all fifty states lawyers have to put clients’ funds into trust accounts. [read post]
20 Jan 2011, 7:57 am
The letter was signed by Senator Richard Shelby (R-AL), the Banking Committee’s Ranking Member, and two influential members of the committee, Senators Mark Warner (D-VA) and Bob Corker (R-TN).But on the last day of the 111th Congress, Senator Dick Durbin (D-Il) strongly defended the interchange fee reform provisions against a growing chorus of concern and some criticism. [read post]
8 Oct 2010, 8:35 am
Dodds and world-renowned scientist Ronald D. [read post]
13 Jun 2011, 11:23 am
Chairman Lucas asks if the CFTC will use this authority to provide exemptive relief for market participants and transactions operating under Sections 2(d) and 2(g) of the CEA. [read post]
21 Jul 2010, 4:30 am
Dodd-Frank: Clarifying the "Accredited Investor" Definition Even before Dodd-Frank is signed into law, a number of issues have arisen about how to interpret the statute. [read post]
22 Nov 2010, 1:03 pm
The changes to Regulation D were center stage. [read post]
3 Mar 2010, 8:59 am
Ron Wyden (D-Ore.), Chris Dodd (D-Conn.), Maria Cantwell (D-Wash.), Barbara Mikulski (D-Md.), Ben Cardin (D-Md.), and Jeff Merkley (D-Ore.) jointly introduced a bill that would repeal a portion of the Energy Policy Act of 2005 which gave FERC authority over the siting of LNG terminals. [read post]
21 May 2010, 6:52 am
Senate Passes Cloture Motion - and Then Passes the Dodd Bill! [read post]
26 Apr 2023, 3:30 am
The lingering issue presented by this June date is that the original proposals from the exchanges said that they’d be effective on the date approved by the SEC (see pg. 31 of the NYSE’s proposal and pg. 31 of Nasdaq’s proposal). [read post]
23 Dec 2011, 10:35 am
A leading member of the House Financial Services Committee urges that the final regulations implementing the Volcker Rule provisions of Dodd-Frank exclude venture capital funds or classify them as a permitted activity under Section 619 (d)(l )(J), which is a catch all allowing the regulators to permit an activity promoting safety and soundness and financial stability. [read post]
9 Jun 2011, 10:20 am
An amendment offered to the Economic Development Revitalization Act, S 782, by Senators John Tester (D-MT) and Robert Corker (R-TN) to delay implementation of the Dodd-Frank interchange fee provisions in Section 1075 for up to one year while the Fed and other financial regulators study the impact of the provisions on small financial institutions did not receive 60 votes in the Senate and was defeated. [read post]
25 May 2011, 3:06 pm
” The proposed rule would implement a provision of the Dodd-Frank Wall Street Reform and... [read post]
15 Aug 2013, 12:48 pm
Maxine Waters (D-CA), noted that Title II of Dodd-Frank includes provisions that are supposed to prevent taxpayer-funded bail-outs. [read post]
4 May 2010, 9:38 am
Nydia Velázquez (D-N.Y.), chairwoman of the House Small Business Committee, told Dodd it was “more than likely” that small healthcare practices, including dentists and physicians, would fall under the scope of the new regulator. [read post]
23 Mar 2010, 4:59 am
Senate Banking Committee Chairman Christopher Dodd’s (D-Conn.) updated regulatory reform proposal would result in a major shift of prudential oversight responsibilities among the banking agencies, affecting thousands of regulated banks and their holding companies. [read post]
16 Mar 2010, 4:00 am
Senate Banking Committee Chairman Chris Dodd’s (D-Conn.) [read post]
5 Apr 2009, 3:06 pm
Chris Dodd (D. [read post]
2 Nov 2011, 5:01 pm
In the letter to Senate and House Appropriations Committee Chairs Dan Inouye (D-Hawaii) and Harold Rogers (R-KY), the Administration said that the Dodd-Frank Act contains essential measures to crack down on abuses in the mortgage industry, make financial contracts simpler, end hidden fees, and provide clear and concise information to borrowers about the obligations they are undertaking. [read post]
17 Apr 2011, 12:23 pm
Senators Robert Menendez (D-NJ), Frank Lautenberg (D-NJ) and Jeff Merkley (D-OR) reasoned that the use of hedging by corporate executives of their own compensation arrangements takes the "incentive" out of incentive-based compensation, thereby undermining the accountability of the executives who engage in these tactics and significantly undermining the legislative intent of Dodd-Frank to deal with incentive-based compensation. [read post]
