Search for: "DEFENDER SECURITY COMPANY"
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22 Feb 2011, 9:20 am
The Daily Caller says the Securities and Exchange Commission has filed civil fraud charges against seven people associated with a London-based company called CO2 Tech that said it was fighting global warming. [read post]
26 Jul 2011, 1:53 am
Overall, eight companies, or about one out of every 63 companies in the S&P 500 Index, were defendants in a class action filed in the first half of 2011, compared with about one out of every 19 S&P 500 companies during the full year of 2010. [read post]
3 Mar 2021, 2:22 pm
In the latest of these suits — a securities class action lawsuit filed against a company that was acquired by a SPAC in September 2020 — a plaintiff shareholder has filed a securities suit against the company relating to post-transaction board actions taken against senior company officials. [read post]
28 Jan 2021, 2:11 pm
Thus, for example, about 59.9% of the life sciences companies named as securities suit defendants in 2020 had market capitalizations of $500 million or greater, while in 2019 about 51% of the life sciences companies sued had market capitalizations over $500 million. [read post]
4 Sep 2011, 11:27 am
Securities litigation and arbitration cases are prosecuted and defended by securities attorneys on behalf of various parties including shareholders, private and publicly-traded companies, officers, directors, and senior management, individuals and institutional investors, stock brokers, brokerage firms, broker-dealers, underwriters, investment banks, pension funds, and hedge funds. [read post]
2 Aug 2015, 5:10 pm
Brazilian Law Claims: In their motions to dismiss, the defendants argued with respect to the Brazilian securities law claims asserted on behalf of investors who purchased their Petrobras securities on the Bovespa that the claims were subject to mandatory arbitration pursuant to the company’s bylaws. [read post]
21 Oct 2011, 5:00 am
In turn, these investment vehicle companies paid cash reinvestment fees (or “sweep fees”) to LaSalle. [read post]
19 Sep 2023, 12:39 pm
The SEC’s determination to accept CBRE’s offer of settlement was influenced by the company’s cooperation with the investigation and remedial actions, which included communicating with over 800 former employees notifying them of their rights to communicate with the SEC regarding potential violations of federal securities laws. [read post]
1 Apr 2021, 2:39 pm
Defendants often argue in cases involving life sciences companies that it makes little sense for claimants to contend that a company would expend significant resources on a clinical trial of a drug or device that the company believes will fail or on an application that it knows will not be approved. [read post]
15 Jan 2009, 1:05 am
On January 12, 2009, in the first dismissal motion ruling among the many subprime and credit crisis-related securities lawsuits pending in the Southern District of New York, Judge Shira Scheindlin granted the defendants’ motion to dismiss in the Centerline Holding Company securities case, with leave to amend. [read post]
18 Mar 2021, 2:23 pm
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
4 Oct 2011, 2:17 am
The plaintiffs also named as a defendant the parent company of Energysolutions (ES), ENV Holdings. [read post]
20 Dec 2020, 7:07 am
The complaint alleges that the defendants breached Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
26 Jan 2020, 11:23 am
About 51% of the life sciences companies named as defendants has market capitalizations over $500 million. [read post]
28 Jul 2011, 1:36 am
The defendants include certain former officers and directors of the company; the company’s auditor; and the company’s offering underwriter. [read post]
2 Dec 2021, 6:27 am
One key issue relates to companies’ public response about security breaches. [read post]
5 Mar 2012, 12:17 pm
Earlier today, the British Columbia Securities Commission announced that it had issued a notice of hearing alleging that two former directors and officers of a Vancouver-based group of companies (the Freedom Investment Club) committed fraud (see: BCSC Executive Director’s Bulletin: Securities regulator issues notice of hearing alleging fraud against former President and CEO of Vancouver group of companies). [read post]
29 Oct 2021, 11:44 am
No Margin For Error With Options Expiration (BrokeAndBroker.com Blog)Orange County Man Arrested for Alleged Ponzi Scheme that Raised Nearly $14 Million with False Promises of Profits from House Flipping (DOJ Release)SEC Charges Newport Beach Company and its Principals with Operating a $13.5 Million Ponzi-Like Scheme (SEC Release)Convicted Corporate Securities Fraudsters Sentenced To 22 And 12 Months In Prison / Defendants Illegally Transferred, or Used, Insider Information… [read post]
15 Jan 2012, 11:09 am
After receiving notice of the suit, Greenberg contacted two insurance companies that had secured insurance policies, including commercial general liability policies. [read post]
21 Jun 2020, 9:19 pm
The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
