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23 Jul 2015, 6:28 pm by Kevin LaCroix
”[6] The SEC’s stated rationale for its decision to bring more of its cases as administrative proceedings is that it is simply making use of its new authority under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) to pursue monetary damages against non-regulated entities through administrative proceedings, rather than in federal court. [read post]
16 Jun 2015, 10:30 am by William Alderman
Commissioner, the SEC ALJs were “inferior officers” within the meaning of Article 2 because they exercised significant authority pursuant to the laws of the United States. [read post]
26 May 2015, 7:42 am
  As of the time of trial, the state of the art did not include a genetic marker for SJS/TEN. [read post]
7 Apr 2015, 2:13 pm
(Pix (c) Larry Catá Backer 2015) I have been considering whistle blower statutes and the cultures they give rise to within structures of economic regulation in the United States. [read post]
6 Apr 2015, 12:52 pm by Andrew Ledbetter
United States, 449 U.S. 383 (1981)) that inherently relate to who controls information. [read post]
25 Feb 2015, 12:54 pm by Walter Olson
United States that the Sarbanes-Oxley accounting law’s prohibition on evasive destruction of “tangible objects” cannot be used to prosecute a fisherman who discarded undersized grouper in hopes of avoiding enforcement. [read post]
24 Feb 2015, 5:04 pm by Amy Ross
Avakian also discussed the impact of the Second Circuit’s recent decision in United States v. [read post]
13 Jan 2015, 9:00 am by Mary Jane Wilmoth
  Recognizing the terrible position most whistleblowers face when trying to defend their cases against the largest and most well financed corporate law firms in the United States, Congress lowered an employee’s burden of proof for establishing claims. [read post]
6 Jan 2015, 4:14 am by Kevin LaCroix
As discussed here, in Public Employees’ Retirement System of Mississippi, v. [read post]
28 Dec 2014, 9:30 pm by RegBlog
Two Cheers for Recess Appointments Peter Shane (Ohio State University) | June 26 As losses go, NLRB v. [read post]
7 Dec 2014, 1:49 pm by Roy Black
I recommend Pozner & Dodd’s Cross-Examination: Science and Techniques and F. [read post]
25 Nov 2014, 12:31 pm by Stephen Knaster
In an interesting and uncommon intersection between securities law, curbing human rights abuses and freedom of speech under the First Amendment, the United States Court of Appeals for the District of Columbia recently agreed to re-consider whether the SEC can require companies to disclose whether their products contain “conflict minerals. [read post]
29 Oct 2014, 5:00 am
’  DoDDirective (DoDD) 5525.5 Enclosure 4 E4.3 (Jan. 15, 1986). [read post]
7 Oct 2014, 9:07 am by Jennifer Farer
As we recently discussed, in Liu, the United States Court of Appeals for the Second Circuit followed Morrison v. [read post]
23 Sep 2014, 1:10 pm by Christopher McEachran
Instead, the Second Circuit held that Dodd-Frank does not apply extraterritorially, and because the plaintiff failed to allege that any of the events took place within the United States, Dodd-Frank did not apply. [read post]
11 Sep 2014, 10:00 am by Dan Ernst
Louis School of LawLynda Dodd,  City College of New York, Colin Powell School for Civic and Global LeadershipMary Ziegler, Florida State University College of LawCo-Moderator: Tracy A. [read post]