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15 Dec 2023, 7:10 am
On 14 December 2023, the European Banking Authority (EBA) issued two consultation papers which contain amendments to the regulatory technical standards (RTS) on the fundamental review of the trading book (FRTB) and on the standardised approach for counterparty credit risk (SA-CCR). [read post]
25 Feb 2010, 9:45 am
The highest court in the European Union ruled today (PDF) that goods manufactured in the Israeli occupied territories of the West Bank and the Gaza Strip are not covered by the trade agreement between the European Community and Israel, and thus may be subject to import duties when shipped into a member state. [read post]
21 Nov 2008, 9:41 pm
[1] Although the term "publicly traded" was not defined in the Emergency Economic Stabilization Act of 2008 or in the Capital Purchase Program materials initially released by the Treasury for publicly traded institutions, the Treasury issued a term sheet on November 17, 2008 for the privately-held financial institutions Capital Purchase Program which defined the term as "a company (1) whose securities are traded on a… [read post]
6 Oct 2011, 6:05 am
A European court rules that France's insider trading laws were sufficiently clear to hold George Soros criminally responsible for buying and selling shares of Socié;té Gé;nérale in 1988 with the knowledge the bank might be a takeover target. [read post]
17 Jun 2009, 2:26 pm
President Obama's plans for a sweeping overhaul of the nation's financial regulations drew somewhat mixed reactions on Wednesday from trade groups for banks, hedge funds and private equity firms, as well as other business organizations -- depending on their interests. [read post]
30 Jun 2009, 5:42 pm
" The Office of the Comptroller of the Currency ("OCC") and a banking trade group, the Clearing House Association, brought suit to prevent the information request, on the basis that OCC's regulations under the federal National Bank Act prohibited state law enforcement against national banks. [read post]
20 Aug 2016, 7:01 pm
The move is due to sluggish growth in advanced economies, stubbornly low commodity prices, weak global trade, and diminishing capital flows. [read post]
19 May 2009, 12:26 pm
One of the tiny sidelights of a Banking Law course is mention of "lending" products that comply with Islamic Law. [read post]
7 Nov 2023, 1:00 pm
” It is not entirely clear what happened, but the scam apparently may have involved crypto trading leading to huge losses. [read post]
20 Jun 2008, 10:52 am
The government appointed two close allies of the governor of the Bank of England, Mervyn King, as chief economist and deputy governor [...] [read post]
4 Aug 2021, 6:43 am
BANKING LICENCE REQUIREMENTS A banking licence is generally required under the Italian Banking Consolidated Act 1993 in order to carry out lending activities. [read post]
6 Mar 2008, 6:02 pm
If you've been following the case, you know that it all started when the bank filed a lawsuit against the site because of some documents posted there by a former bank employee that allegedly detailed illicit activities by the bank in the Cayman Islands. [read post]
12 Mar 2024, 9:05 pm
In early February, several state and national banking trade associations filed suit in U.S. district court in Texas challenging the federal banking agencies’ first comprehensive updates to the regulations implementing the Community Reinvestment Act (CRA) in nearly three decades. [read post]
21 Aug 2008, 11:10 am
The Royal Bank of Scotland, it is reported by the Herald newspaper, has delayed production of key evidence in a case against the Bank claiming a needless loss of over £10m …The Herald reports :Tycoons angry at bank's delay in cash rowJULIA HORTON August 21 2008Two self-made millionaires were furious yesterday after Scotland's largest bank continued to delay producing crucial… [read post]
16 Dec 2008, 11:12 pm
The Independent Reviewer has delivered her Final Report on the Review of the Code of Banking Practice. [read post]
S&W Monthly Breakfast Seminar, January 2019 — Trade, Export and Project Finance Compliance Refresher
6 Feb 2019, 6:31 am
Putting the need for compliance in context, he reported that the World Bank and the OECD estimate that bribery, tax evasion and corruption are responsible for revenue losses in the billions, particularly in poorer economies. [read post]
6 Feb 2019, 6:31 am
by Amanda Montano and Judith Abanto Kicking off the monthly Breakfast Seminar series for 2019, Sullivan’s London partner Mark Norris gave a presentation on the key compliance risks faced by trade and project finance practitioners. [read post]
17 Oct 2008, 8:17 pm
If you bank at the same bank that is giving you money, make sure you are not pledging your bank account balances to guarantee repayment. [read post]
15 Nov 2009, 2:12 pm
Examples of insider trading cases that have been brought by the SEC are cases against: Corporate officers, directors, and employees who traded the corporation's securities after learning of significant, confidential corporate developments; Friends, business associates, family members, and other "tippees" of such officers, directors, and employees, who traded the securities after receiving such information; Employees of… [read post]
Draft Delegated Regulation extending MiFID II trade transparency exemption to People’s Bank of China
11 Jan 2019, 4:28 am
The draft Delegated Regulation adds the People’s Bank of China to the list of exempted institutions from the MiFID II pre- and post- trade transparency requirements under article 1 (9) of MiFIR. [read post]
