Search for: "E TRADE SECURITIES LLC"
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19 Apr 2010, 8:08 am
" The following month, Tourre allegedly received an e-mail from the head of Goldman's structured product correlation trading desk stating that "the cdo biz is dead we don't have a lot of time left. [read post]
18 Oct 2018, 7:57 am
The Commission’s opinion puts a spotlight on the specific fees charged by NYSE Arca and Nasdaq while also highlighting larger issues about unequal access to critical market data (In the Matter of the Application of Securities Industry and Financial Markets Association For Review of Action taken by NYSE Arca, Inc., and Nasdaq Stock Market LLC, Release No. 34-84432, October 16, 2018). [read post]
14 Jan 2014, 9:48 am
Beatport, LLC, No. 10-2912 (D. [read post]
12 May 2010, 6:00 am
However, internal e-mails reveal that Ivy did not disclose this information to clients for fear of losing revenue from fees. [read post]
23 Jan 2012, 4:56 pm
During that same time frame, Li was a 50 percent partner of Abby Pharmatech, LLC, a Delaware limited liability corporation, which purportedly served as a United States subsidiary to Chinese chemical producer, Xiamon KAK Science & Technology Co. [read post]
27 Aug 2014, 5:21 pm
, PRACTICAL TRADE AND CUSTOMS STRATEGIES (May, 2014); Food Safety Modernization Act Implications for U.S. [read post]
24 Oct 2012, 6:12 pm
Beginning in February 2006, Driver solicited investors, telling them he had developed proprietary trading software to trade E-Mini S&P 500 futures that had achieved average weekly trading returns of 1% to 5%. [read post]
8 Sep 2021, 7:20 am
It also had previously secured a default judgment against one of the key defendants for trade dress infringement of a different trade dress; the district court awarded $41,250 in damages and imposed a $20,000 fine, which remain unpaid. [read post]
24 Aug 2012, 3:55 pm
In his majority opinion, Circuit Judge Robert E. [read post]
21 May 2024, 11:45 am
For additional information regarding the content of this article and how to please contact KJK Brand Enforcement attorney Robert E. [read post]
16 Jul 2018, 7:32 am
From 2003 to 2004, Reynolds was registered with E*Trade Securities LLC. [read post]
14 Nov 2023, 9:01 pm
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
15 Oct 2008, 10:30 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
23 Aug 2011, 5:00 am
E-2010-057, some investment advisers have paid expert networks and consultants to access confidential information about publicly traded companies. [read post]
21 Aug 2018, 12:09 pm
Wilson, Supervisor, USPTO Midwest Regional Office Cynthia Henderson, Attorney Advisor, USPTO 9:15 – 9:30 The Future of Intellectual Property in China Elaine Wu, Senior Counsel for China, OPIA, USPTO 9:30 – 10:30 Overview of Intellectual Property Protection in China Moderator: Cynthia Henderson, Attorney Advisor, USPTO How to Protect your Trademark in China and Avoid Pitfalls: Dan Chen, Senior Partner, Unitalen Patent Protection… [read post]
18 Mar 2022, 6:02 am
Securities and Exchange Commission, on Friday, March 11, 2022 Tags: Conflicts of interest, Cybersecurity, Disclosure, ESG, Financial technology, Privacy, SEC, SEC rulemaking, Securities regulation The Ongoing Debate at the SEC on Climate Disclosure Rules Posted by Cydney Posner, Cooley LLP, on Saturday, March 12, 2022 Tags: Climate change, Environmental disclosure, ESG, Materiality, SEC, SEC… [read post]
20 Nov 2023, 9:01 pm
Madoff Investment Securities LLC (BLMIS) was a Ponzi scheme led to its liquidation under the Securities Investor Protection Act (SIPA).1 A SIPA liquidation is designed to collect “customer property” for ratable distribution among customers based on their “net equity” — investments minus withdrawals (i.e., loss of principal).2 SIPA largely incorporates the Bankruptcy Code and allows the SIPA trustee to recover property transferred by the debtor… [read post]
23 Apr 2018, 1:20 am
Congress Passes SLUSA to Block Plaintiffs’ State Court Stratagem Prior to the Reform Act, state court litigation of class actions involving nationally traded securities had been rare. [read post]
19 Jan 2016, 4:26 pm
He has pled not guilty and was released on $5 million bail he posted with a $45-million-dollar E-trade account. [read post]
11 Jan 2016, 3:10 pm
Giles Construction, LLC v. [read post]
