Search for: "Edward S. Morgan" Results 241 - 260 of 548
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10 Dec 2011, 7:54 pm
Our stockbroker fraud lawyers at Shepherd Smith Edwards & Kantas, LLP are investigating MF Global Holdings LTD. [read post]
25 May 2012, 4:26 am by Broc Romanek
Former CEO Settles Reg FD Case with SEC: Six Years After the Conduct Last week, the SEC's Enforcement Division announced this litigation settlement with Edward Marino, former Presstek CEO, over previously-filed charges that he aided and abetted Presstek's violations of Regulation FD by agreeing to pay $50k without admitting or denying the allegations. [read post]
15 Jul 2019, 9:01 am by ccollins
YES Strategy Investments Reportedly, UBS (UBS), Credit Suisse (CS), Bank of America’s (BAC) Merrill Lynch, Morgan Stanley (MS), and other brokerage firms brokers sold YES Strategies to many wealthy investors, touting the approach as safe way to increase returns on conservative portfolios. [read post]
16 Jan 2024, 11:46 am by nyaccidentlaw
   Thanks to the team of Edward Steinberg and Daniel Leav, they both positioned the case to prove that the defendant’s version was not accurate and that she did bear responsibility for the accident. [read post]
30 Sep 2012, 8:17 pm
Shepherd Smith Edwards and Kantas, LTD, LLP is a securities fraud law firm dedicated to helping investors of financial fraud recoup their losses. [read post]
26 Jun 2010, 8:00 pm
Shepherd Smith Edwards and Kantas, LLP founder and Stockbroker Fraud Attorney William Shepherd is applauding Radnofsky’s move. [read post]
25 Jul 2008, 7:17 pm
Morgan Securities, Inc., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. [read post]
24 Oct 2011, 8:46 am
JP Morgan) ruled that Section 8(b) prohibits one settlement service provider's from charging undivided unearned fees. [read post]
14 Jun 2012, 5:51 pm
Shepherd Smith Edwards and Kantas, LTD, LLP Founder and FINRA Arbitration lawyer William Shepherd disagrees with this ‘single page’ approach. [read post]
22 Aug 2016, 8:00 am by Robert Kreisman
Edward Hospital Cook County Surgical Error and Subsequent Overmedication Leads to Illinois Woman’s Death – $1.35 Million Settlement Reached in Markbreit v. [read post]
8 Jul 2011, 2:00 am by Kara OBrien
In this post, Sonya Hubbard details the embarrassing controversy and what the agency is doing to fix it. 2) HLS Forum on Corporate Governance & Financial Regulation: If the Delaware Court of Chancery Got Airgas Right, Professor Bebchuk’s Op-Ed Got it Wrong – In this post, Stan Keller, a Partner with Edwards Angell Palmer & Dodge and Practice Center Contributor, provides a rebuttal to Professor Lucian Bebchuk’s WSJ op-ed criticizing the… [read post]