Search for: "Ernst and Young LLP"
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9 Aug 2013, 9:43 am
Ernst & Young LLP, No. 12-304-cv (2d Cir. [read post]
12 Jul 2013, 12:19 pm
Ernst & Young LLP, Case No. [read post]
17 Jun 2013, 10:20 am
Other speakers include: Ray Turk (Price Waterhouse Coopers); Amy Arrighi (Regional Income Tax Authority); William Nolan (Ernst & Young); David Perry (KPMG, LLP) and John Slagter (Buckingham, Doolittle & Burroughs, LLP). [read post]
9 Jun 2013, 5:54 pm
Glen, Partner, Ernst & Young Patti Griffin, Associate Director, International Tax Services, SS&C GlobeOp Lindsey Simon, Founder, Simon Compliance Topics will include: Reporting realities How to monitor progress How to leverage technology What resources are needed to gather data and complete the forms What pitfalls you may encounter How to determine if you are ready **** Cole-Frieman & Mallon LLP is a boutique hedge fund law firm. [read post]
2 May 2013, 10:00 am
Giammarco, Esq., Chief Compliance Officer, Stone Point Capital Stephen Pope, East Regional Sales Manager, Smarsh Shawn Pride, Partner, Ernst & Young LLP Arthur Zuckerman, Chief Operating Officer, Chief Compliance Officer & Partner, Avista Capital Partners Ensuring compliance in your marketing and solicitation procedures Paula Bosco, Managing Director, Chief Regulatory Counsel & CCO, New Mountain Capital, LLC Abrielle Rosenthal, Senior Principal & Senior… [read post]
2 May 2013, 10:00 am
Giammarco, Esq., Chief Compliance Officer, Stone Point Capital Stephen Pope, East Regional Sales Manager, Smarsh Shawn Pride, Partner, Ernst & Young LLP Arthur Zuckerman, Chief Operating Officer, Chief Compliance Officer & Partner, Avista Capital Partners Ensuring compliance in your marketing and solicitation procedures Paula Bosco, Managing Director, Chief Regulatory Counsel & CCO, New Mountain Capital, LLC Abrielle Rosenthal, Senior Principal & Senior… [read post]
2 May 2013, 8:00 am
., Chief Compliance Officer, Stone Point CapitalStephen Pope, East Regional Sales Manager, Smarsh Shawn Pride, Partner, Ernst & Young LLPArthur Zuckerman, Chief Operating Officer, Chief Compliance Officer & Partner, Avista Capital Partners Think about how the technology can help your business processes, not just the compliance process. [read post]
2 May 2013, 8:00 am
., Chief Compliance Officer, Stone Point CapitalStephen Pope, East Regional Sales Manager, Smarsh Shawn Pride, Partner, Ernst & Young LLPArthur Zuckerman, Chief Operating Officer, Chief Compliance Officer & Partner, Avista Capital Partners Think about how the technology can help your business processes, not just the compliance process. [read post]
1 May 2013, 7:00 am
Bejger, Counsel and Chief Compliance Officer, Providence Equity Partners, LLCMichael Barnes, Senior Manager, Financial Services, Ernst & Young LLP Fund managers fell into four categories: 1. those who accepted, 2. those who are still kicking and screaming, and 3. [read post]
1 May 2013, 7:00 am
Bejger, Counsel and Chief Compliance Officer, Providence Equity Partners, LLCMichael Barnes, Senior Manager, Financial Services, Ernst & Young LLP Fund managers fell into four categories: 1. those who accepted, 2. those who are still kicking and screaming, and 3. [read post]
29 Apr 2013, 10:51 am
Bejger, Counsel and Chief Compliance Officer, Providence Equity Partners, LLCMichael Barnes, Senior Manager, Financial Services, Ernst & Young LLP Fund managers fell into four categories: 1. those who accepted, 2. those who are still kicking and screaming, and 3. [read post]
27 Mar 2013, 1:12 am
(The settlement does not include the company’s auditor, Ernst & Young Hua Ming LLP). [read post]
22 Mar 2013, 3:57 pm
Ernst & Young, LLP, 768 F. [read post]
21 Mar 2013, 5:44 am
Ernst & Young LLP (reported earlier in this space), the district court held that a class action waiver was unenforceable because, given the small amount at issue for her individually (a few thousand dollars), it was economically infeasible for her to pursue the small claim through individual arbitration. [read post]
20 Mar 2013, 4:13 am
Ernst & Young LLP and Raniere v. [read post]
3 Mar 2013, 12:08 am
Attorney Announces Agreement With Ernst & Young LLP to Pay $123 Million To Resolve Federal Tax Shelter Fraud Investigation: Preet Bharara, the United States Attorney for the Southern District of New York, Steven Miller, the Acting Commissioner of the Internal Revenue Service (“IRS), and Tamara Ashford,... [read post]
1 Jan 2013, 2:00 am
. **** January 7 Sponsor: Infovest 21 Event: Afternoon Seminar: Starting a 40 Act Mutual Fund Location: Greenwich, CT January 7 Sponsor: 100WHF Event: Insights from the Allocators Location: Boston, MA January 7-8 Sponsor: PLI Event: Understanding Financial Products 2013 Location: New York, NY January 8-10 Sponsor: Opal Event: Public Funds Summit Location: Scottsdale, AZ January 9 Sponsor: MFA Event: SEC Compliance Priorities Location: Dallas, TX January 10 Sponsor: HFC Event: Hedge Fund CFO and COO… [read post]
27 Nov 2012, 2:03 pm
Ernst & Young, LLP, supra, 847 F.Supp.2d at p. 536.) [read post]
11 Jul 2012, 4:52 am
http://bit.ly/PMdjBJ (Mikki Tomlinson) Reports and Resources 12th Global Fraud Survey - http://bit.ly/OtkZpQ (Ernst & Young) ChatterBots Resources on the Internet – http://bit.ly/PCWwkx (Marcus Zillman) EU: Collecting & Processing Personal Data: What is Legal? [read post]
25 Jun 2012, 4:37 pm
Ernst & Young, LLP, 768 F. [read post]
