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9 Nov 2010, 7:44 am
Key Sections of the New Whistleblower Rule 1. [read post]
4 Feb 2021, 8:30 pm
Frank Biden, listed as a senior advisor for Berman Law Group, was featured in the firm’s ad in the Daily Business Review along with quotes describing his relationship with the new president and their family name. [read post]
CFPB’s MOU for coordinating supervision with banking agencies includes plans for sharing information
7 Jun 2012, 4:56 am
However, the MOU includes a process for dealing with a supervised entity’s request (as permitted by Dodd-Frank) for separate exams. [read post]
10 Sep 2013, 9:31 am
” Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 § 929P(b)(1), Pub.L. [read post]
19 Jan 2010, 5:00 am
How does the law handle situations where animals end up causing bodily harm to humans? [read post]
16 Mar 2011, 7:36 pm
5. [read post]
13 Jul 2011, 2:00 am
The proposed rules previously issued by the joint federal banking agencies requiring covered swap entities to collect initial and variation margin stated that covered swap entities are not required to collect initial or variation margin from commercial end user counterparties as long as the covered swap entity’s exposure to the commercial end user is below credit exposure limits that have been established under appropriate credit processes and standards.[5] The federal banking… [read post]
3 Aug 2015, 4:06 am
., 2015 WL 4545408, No. 5:15–cv–00946 (E.D. [read post]
21 Jan 2020, 7:32 am
VI, cl. 2. 5 Hagar v. [read post]
4 Nov 2013, 12:08 am
On October 30, 2013, the SEC announced another whistleblower bounty award under the Dodd-Frank whistleblower program. [read post]
5 Aug 2013, 6:53 am
That does not mean I accept every detail of his evidence but I thought the broad thrust was true". [read post]
3 May 2017, 1:05 pm
Frank, 488 F.3d 187, 194 (3d Cir. 2007). [read post]
7 Jul 2007, 9:04 am
Franks does not apply to negligent misrepresentations. [read post]
6 May 2011, 8:37 am
1) The D&O Diary: Dodd-Frank Rulemaking Delays: Bad, and Likely to Get Worse - In this post, Kevin LaCroix provides a great breakdown of Davis Polk’s recent Dodd-Frank Rulemaking Report. [read post]
15 Nov 2017, 11:52 am
On December 5, 2017, from 12 p.m. to 1 p.m. [read post]
14 Sep 2011, 2:00 am
Ga.); Litigation Release No. 21114 (Jul. 1, 2009) (available at http://www.sec.gov/litigation/litreleases/2009/lr21114.htm). [5] See, e.g., SEC v. [read post]
12 Apr 2016, 10:20 am
If the sanctions in those actions exceed $1 million, the original informant may be eligible for a whistleblower award. [read post]
11 Feb 2009, 12:29 am
The City of Philadelphia had a 5-cent-per-barrel tax on petroleum processing for the fiscal year July 1, 1976 through June 30, 1977, but that was a one-time provision enacted under special circumstances. [read post]
24 Mar 2011, 7:00 am
This provision does not preclude the FDIC from pursuing additional claims against senior executives and directors. [read post]
21 Jul 2010, 10:19 am
Here are some possibilities. 1. [read post]
