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30 Oct 2011, 5:33 am
With the increase in authority granted by the Dodd-Frank Act to state regulators over registered investment advisers, there has been a noticeable uptick in the number and intensity of state examinations of IA firms. [read post]
12 May 2022, 6:48 am by Barbara S. Mishkin
We first review the scope of the CFPB’s supervisory authority granted by Dodd-Frank and the source of its authority to supervise nonbanks that present risks to consumers. [read post]
30 Oct 2011, 5:33 am
With the increase in authority granted by the Dodd-Frank Act to state regulators over registered investment advisers, there has been a noticeable uptick in the number and intensity of state examinations of IA firms. [read post]
30 Sep 2009, 12:30 pm
Frank Spisak was convicted of the 1983 murders of three students and a minister on our own campus and sentenced to death. [read post]
30 Jun 2010, 9:41 am by Andrew Lustigman
The major pending financial regulatory reform bill (the Dodd-Frank Bill (HR 4173/S3217), was finalized without providing the FTC with additional enforcement and rulemaking powers. [read post]
6 Sep 2007, 5:14 pm
Sunich has an absolute right to use his full name in any context, including in connection with the sale of t-shirts that he designs.On August 21, the court granted the motion in part and denied it in part. [read post]
7 Feb 2018, 5:00 am by John Jascob
The order grants temporary relief from compliance with the Dodd-Frank Act provision which amended the definition of “security” under the Exchange Act to encompass security-based swaps. [read post]
27 Jan 2012, 8:45 am by David Wagner
This post was written by Lawrence Demase, Douglas Everette, Robert Frank, Arnold Grant, Todd Maiden, Jennifer Smokelin, Robert Vilter and David Wagner. [read post]
20 Aug 2020, 8:04 am by Alan S. Kaplinsky
  The Fifth Circuit, on its own motion, vacated the panel’s ruling that the CFPB’s structure was constitutional and granted rehearing en banc.) [read post]
1 Mar 2017, 12:41 pm by Eric Turkewitz
Steve King of Iowa, comes a bill (H.R. 1215) to grant immunity to doctors and hospitals if they negligently injury someone. [read post]
18 Aug 2014, 3:22 am by Kevin LaCroix
The district court granted the defendant’s motion to dismiss and the plaintiff appealed. [read post]
17 Jun 2011, 11:41 am by Nathan Koppel
The main sticking point has been a dispute over the couple’s post-nuptial agreement, namely whether the agreement grants Frank sole ownership of the Dodgers or instead designates Jamie as co-owner. [read post]
28 Jun 2017, 5:42 am by Kevin LaCroix
  Discussion The Supreme Court has now granted Digital Realty Trust’s petition, meaning that in the Supreme Court term that begins in October the Court will consider the question of whether or not the Dodd-Frank Act’s anti-retaliation provisions protect internal whistleblowers. [read post]
8 Jul 2011, 8:25 am by James Hamilton
In determining whether there was an “irreconcilable conflict” between the state statute and the National Bank Act, the Court found the controlling question to be whether the state statute forbids, or impairs significantly, the exercise of a power that Congress explicitly granted. 517 U.S. 25, 33, 116 S. [read post]
26 May 2011, 8:27 am by James Hamilton
They would be granted special treatment under the law with reduced penalties, as though they had self-reported, just by virtue of conducting an internal investigation and taking appropriate corrective action. [read post]
10 Oct 2014, 8:54 pm by Patent Docs
John Resek, Ph.D. of Resek Liang & Frank LLC will compare and contrast the two new proceedings for patent litigation created by the America Invents Act, Inter Partes Review (IPR) and Post-Grant Review (PGR), to provide an understanding of how they affect patent owners as well as patent challengers. [read post]