Search for: "Financial Asset Securities Corporation"
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31 Oct 2023, 11:41 am
The Securities and Exchange Commission has charged charges against Austin, Texas-based software company SolarWinds Corporation and its chief information security officer, Timothy G. [read post]
30 Oct 2023, 3:58 am
Implement robust financial governance mechanisms and conduct routine audits. [read post]
27 Oct 2023, 9:25 pm
Central bank digital currencies, investment assets regulated under the Securities and Futures Ordinance (the SFO) (e.g. securities or futures contracts), stored value facilities and digital representations of value similar to a customer loyalty or reward point are excluded from the definition of “virtual assets” under AMLO. [read post]
26 Oct 2023, 1:06 pm
The third of these three characteristics, ability to pay, is measured by the corporate defendant’s asset size, market capitalization, and whether the defendant company was in bankruptcy or distressed. [read post]
26 Oct 2023, 12:29 pm
This boils down to the standard corporate defense, expressed aptly in the film "Animal House": "Ya fucked up. [read post]
25 Oct 2023, 10:04 pm
LLC owners that take advantage of pass-through taxation could be subject to Social Security and Medicare taxes, which are also known as self-employment taxes. [read post]
25 Oct 2023, 9:01 pm
The Barr Report concluded that SVB’s failure was primarily the result of mistakes made by SVB’s “senior management … to manage basic interest rate and liquidity risk” and the lack of effective oversight by SVB’s board of directors.6 A recent report by a group of bank regulatory experts at the Center for Financial Stability led by Sheila Bair (CFS Report), the Chair of the Federal Deposit Insurance Corporation (FDIC) during the 2008… [read post]
24 Oct 2023, 9:50 am
At some point along this trajectory enterprises in both systems will begin to resemble each other as state managed assets. [read post]
23 Oct 2023, 12:00 am
The Independent, Financial Times, Guardian and Reuters reported on the hearing. [read post]
22 Oct 2023, 5:58 pm
A person who carries on a ‘financial services business’ in Australia must hold an AFSL covering the provision of the financial services (unless an exemption applies) and meet the disclosure and conduct requirements as prescribed in the Corporations Act. [read post]
20 Oct 2023, 2:40 pm
The Audit Rule requires RIAs to obtain annual audited financial statements for each of its fund clients. [read post]
19 Oct 2023, 1:28 pm
” The explicit “not financial advice” statement also arguably made her spokesperson status clearer. [read post]
18 Oct 2023, 3:58 am
Moves elicit reactions – corporately and from Beijing. [read post]
17 Oct 2023, 9:48 pm
TOD applies to an investment account, such as an individual retirement account, 401(k), brokerage account, and other accounts holding securities. [read post]
17 Oct 2023, 10:23 am
FINRA Bars Cambridge Broker Todd Lesk after Crypto Asset Offering Sales According to public documents, the Financial Industry Regulatory Authority (FINRA) has reportedly barred former broker Todd Lesk (CRD#: 2788300) from the securities industry. [read post]
16 Oct 2023, 9:05 pm
In their practices, corporate finance lawyers typically focus on private investments in public and private for-profit businesses. [read post]
16 Oct 2023, 1:20 pm
Key Takeaways The case serves as a reminder for crypto and BaaS companies alike that making misleading claims about financial security, including FDIC deposit insurance coverage, can have serious consequences. [read post]
16 Oct 2023, 9:32 am
PJSC National Bank Trust (NBT) and PJSC Bank Otkritie Financial Corporation (Otkritie) had brought an $850 million claim, in which they alleged that representatives from NBT and Otkritie conspired with companies connected to Mints to enter into uncommercial transactions where existing loans were replaced with “worthless or near worthless” bonds. [read post]
13 Oct 2023, 4:00 am
George Santos with stealing the identities of family members and using donors’ credit cards to spend thousands of dollars, intensifying the legal peril facing Santos five months after he was charged with a host of other financial crimes. [read post]
12 Oct 2023, 3:05 am
Financial Summary You can inform the court about your assets, debt, income, expenses, and kind of debt by moving totals from your other schedules to the Summary of Your Assets and Liabilities and Certain Statistical Information form. [read post]
