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12 Jan 2011, 8:00 am
For example, in 2004 Janus Capital Management LLC (“JCM”), a wholly-owned subsidiary of Janus Capital Group, Inc. [read post]
27 Aug 2018, 10:36 am
Stucker (CRD #2197844) is a registered broker and investment advisor, currently registered with Wells Fargo Clearing Services, LLC (CRD #19616) of Fort Worth, TX. [read post]
17 May 2024, 11:26 am
The Financial Industry Regulatory Authority (FINRA) recently barred a financial advisor from Alexandria, Virginia who had been registered with Wells Fargo Clearing Services LLC. [read post]
20 Jun 2024, 12:22 pm
On June 17, 2024, the National Labor Relations Board (“NLRB” or “Board”) issued its first mandatory bargaining order to an employer after its momentous decision in Cemex Construction Materials Pacific, LLC last year. [read post]
2 Nov 2011, 3:00 am
Titan Maritime, LLC, et al. [read post]
8 Apr 2015, 1:09 pm
The second corporation/LLC would be owned by the same business owner(s) as the first corporation or by his/her spouse or child, etc. and then have the first corporation/LLC that provides goods/services to the public to lease the assets used in the business from the second corporation/LLC at a fair market rental rate. [read post]
26 Jan 2007, 12:18 am
CRAZY TROLL, LLC and Gene Heu, Defendants. [read post]
23 May 2019, 7:43 am
The post FINRA Disciplinary Actions for May 2019 Name Registered Individuals Suspended for Failing to Comply with FINRA Rules appeared first on Securities Arbitration Lawyers Blog. [read post]
27 Mar 2009, 1:49 pm
ICE US Trust LLC, a division of InternationalExchange Inc., began processing credit default swap trades on March 9. [read post]
27 Jul 2011, 8:27 am
I have the client own 99% of the second LLC and the first LLC owns the other 1% of the second LLC. [read post]
22 Jan 2007, 9:53 am
RE/MAX FIRST CHOICE, LLC, et al., Defendants. [read post]
14 Nov 2009, 7:02 pm
Although a TRO and request for a receiver pendente lite was denied, the Court did enter a status quo order on the first complaint. [read post]
28 Mar 2023, 8:52 am
Sevag Haddadian (Sevag Raffi Haddadian CRD# 3249290) is a previously registered broker and investment advisor whose last known employer was Wells Fargo Clearing Services, LLC (CRD#:19616) of Brea, CA. [read post]
26 Feb 2019, 4:15 am
See Continental Circuits LLC v. [read post]
25 Jun 2020, 8:13 am
Takeaways This decision is a clear “win” for employers, as the Board relieved management of an onerous and confusing bargaining obligation. [read post]
21 Nov 2019, 3:24 pm
Equifax Information Services, LLC., 690 F.3d 1100, 1110 (9th Cir. 2012). [read post]
3 May 2021, 4:29 am
See In re Aquitaine Wine USA, LLC, 126 USPQ2d 1181, 1187-88 (TTAB 2018). [read post]
9 May 2008, 11:53 am
Fisk Ventures, LLC v. [read post]
16 Nov 2013, 4:44 pm
In Texas, members can expand or restrict fiduciary duties, but it is not clear which exactly duties may be restricted. [read post]
12 Aug 2014, 9:42 pm
CLS Transportation Los Angeles LLC (June 23, 2014). [read post]
