Search for: "GENERAL TRADE CORPORATION"
Results 241 - 260
of 12,749
Sorted by Relevance
|
Sort by Date
8 Oct 2018, 10:51 am
This type of investment trading activity in the client’s account serves no reasonable purpose for the investor and is engaged in only to profit the broker through the generation of commissions created by the trades. [read post]
30 Mar 2010, 3:28 pm
Exchange traded funds are generally regarded as liquid, transparent investment and trading vehicles. [read post]
2 Nov 2018, 9:49 am
Director’s Duties with Respect to IP: Generally, courts treat IP assets like any other corporate asset, which means directors must approach IP with the same due care as they would any other asset. [read post]
26 Dec 2013, 1:27 pm
That is the great tragedy, for example, in the current litigation among the former university President, the former university general counsel and the university over the role of the general counsel and the character of advice she provided. [read post]
15 Jun 2012, 8:41 am
SEC, where the trading revealed massive corporate fraud. [read post]
9 Jan 2009, 5:15 am
In contrast, the North Dakota Publicly Traded Corporations Act calls for the separation of the provision. [read post]
5 Oct 2011, 6:34 am
Non-traded REITs do not trade on a national exchange, are generally illiquid and sold exclusively through independent broker/dealers. [read post]
20 Apr 2023, 9:05 pm
New disclosure rules require issuers to make quarterly disclosures in their Form 10-Q and Form 10-K filings of the prescribed details of Rule 10b5-1 Trading Arrangements and other trading arrangements adopted or terminated by a director or officer, such as the date of adoption and duration of the trading arrangement and the aggregate number of securities to be traded (other than pricing terms). [read post]
1 Sep 2018, 9:37 am
Bernard Sharfman has an interesting post over at the Delaware Corporate and Commercial Litigation Blog discussing the agency costs generated by the dominance of institutional investors as shareholders of record of the voting stock of publicly traded companies. [read post]
30 Mar 2009, 9:44 am
The theory suggests, and the empirical work confirms, that fraud is more likely the less stringent legal and accounting controls, the more stock a manager owns, and the more secrecy surrounding the manager's insider trades. [read post]
10 Jan 2023, 9:05 am
The SEC noted: Currently, there are no mandatory disclosure requirements concerning the use of Rule 10b5-1 trading arrangements or other trading arrangements by issuers or corporate insiders. [read post]
16 Aug 2020, 8:00 am
For example, a 100 percent stock purchase of an active corporation will generally entitle the buyer to enforce the seller’s non-compete agreements. [read post]
5 Dec 2016, 1:00 am
Related research from the Program on Corporate Governance includes Rethinking Basic by Lucian Bebchuk and Allen Ferrell, discussed on the Forum here. [read post]
26 Oct 2011, 10:31 am
Be it employees of JP Morgan, Wal-Mart or Microsoft, those closest to the businesses are, as shareholders, presumably trading on knowledge not held by the general public. [read post]
4 Jan 2011, 3:38 pm
Grindler Chief of Staff Sue Reisinger, Corporate Counsel, law.com, General Counsel Scramble... [read post]
2 Oct 2020, 1:39 pm
(See generally California Secretary of State, March 2020 Women on Boards Report). [read post]
14 Dec 2010, 2:00 am
Issuers with extensive secondary trading run the risk of crossing the threshold for registration under Section 12(g) of the Securities Exchange Act of 1934. [read post]
1 Jan 2010, 10:59 pm
Thus, it is specific to the Listed Public Companies though the word “Corporate Governance” is used in general and as a synonymous to “Good Governance”.We know the authority of SEBI over listed public companies. [read post]
23 Mar 2023, 3:30 am
Here’s an excerpt: ProPublica analyzed millions of those trades, isolated those by corporate executives trading in companies related to their own, then identified transactions that were anomalous — either because of the size of the bets or because individuals were trading a particular stock for the first time or using high-risk, high-return options for the first time. [read post]
2 Jun 2014, 1:33 pm
Another way the law protects a corporation’s business is provide a fiduciary duty that its owners and members owe to the corporation. [read post]
