Search for: "Gurbir Grewal"
Results 241 - 260
of 263
Sorted by Relevance
|
Sort by Date
2 Aug 2022, 11:04 am
In the agency’s press release announcing the Coinbase action, Gurbir Grewal, the Director of the Enforcement Division, stated clearly that enforcement actions would continue “to ensure a level playing field for investors, regardless of the label placed on the securities involved. [read post]
20 Mar 2024, 2:53 pm
” The press release also quotes SEC Enforcement Division Director Gurbir Grewal as saying that as AI-powered tools become more widespread, the agency is “committed to protecting [investors] against those engaged in ‘AI washing,’” adding a note to investment firms that “if you claim to use AI in your investment processes, you need to ensure that your representations are not false or misleading. [read post]
7 Nov 2024, 9:01 pm
At the West Coast iteration of this event, about six months ago, former Director Grewal discussed at length what parties can do to best position themselves when advocating for cooperation credit from the SEC.[12] I encourage you all to review the speech if you haven’t seen it. [read post]
19 Feb 2023, 9:01 pm
On February 7, 2023, Ishan Wahi (Ishan), a former Coinbase product manager, pled guilty to wire fraud charges in an indictment in the U.S. [read post]
11 Sep 2022, 9:01 pm
This morning,[1] I’d like to return to a theme I’ve touched on repeatedly in speeches throughout my first year on the job, and that is the urgent need to restore trust in our institutions, government, and the legal and regulatory processes. [read post]
17 Nov 2021, 8:45 am
In addition, former New Jersey Attorney General Gurbir S. [read post]
13 Jun 2022, 9:01 pm
On June 8, 2022, the Securities and Exchange Commission announced that it is again reopening the comment period for its proposed clawback rule, a rule that has been required to be promulgated since the enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
4 Oct 2018, 9:01 pm
But Attorney General Gurbir Grewal said state law should have prevented the hire because former public officials convicted of corruption are disqualified from ever holding a public job again in New Jersey. [read post]
28 Apr 2022, 3:52 pm
The SEC’s Director of Enforcement, Gurbir Grewal, has remarked on the importance of “proactive compliance,” and made clear the SEC would bring its significant enforcement resources to bear upon companies that have not taken adequate steps to mitigate risks before they cause harm. [read post]
3 Apr 2024, 9:01 pm
Whether you’re here in person or participating virtually from around the country, or even overseas, I thank you for joining us. [read post]
17 Dec 2023, 9:03 pm
As Gurbir Grewal, the Director of the SEC’s Division of Enforcement, has said, “You simply can’t ignore the rules because you don’t like them or because you’d prefer different ones: the consequences for the investing public are far too great. [read post]
5 Aug 2024, 9:01 pm
In 2018, then New Jersey Attorney General Gurbir Grewal announced that he would examine sexual abuse complaints against the Catholic Church.That was 2018. [read post]
25 Jul 2022, 9:01 pm
Thank you for inviting me to testify today on behalf of the Division of Enforcement (“Enforcement” or the “Division”) of the U.S. [read post]
10 Jul 2024, 9:01 pm
I’m thrilled to be back at my law school alma mater. [read post]
19 Feb 2021, 3:00 am
National/Federal A GOP Donor Gave $2.5 Million for a Voter Fraud Investigation. [read post]
20 Oct 2023, 2:40 pm
The SEC’s Division of Enforcement Director, Gurbir Grewal, noted the “attention-grabbing power” of hypothetical performance on prospective investors who may conflate the advertised strategies with their own investment objectives. [read post]
14 Nov 2023, 9:01 pm
Grewal, Director of the Division of Enforcement. [read post]
11 Sep 2020, 3:00 am
National/Federal $2,933 for ‘Girl’s Night’: Medicaid chief’s consulting expenses revealed Politico – Dan Diamond and Adam Cancryn | Published: 9/10/2020 A House investigation showed how Seema Verma, the Trump administration’s top Medicaid official, spent more than $3.5 million on a range of GOP-connected consultants, who polished her public profile, wrote her speeches and Twitter posts, brokered meetings with high-profile individuals, and even billed… [read post]
11 Nov 2022, 3:00 am
National/Federal Democrats Buck Midterm History to Win Control of 4 States Yahoo News – David Lieb (Associated Press) | Published: 11/9/2022 Defying historic midterm trends, Democrats wrested control of state legislative chambers away from Republicans in Michigan and Minnesota while also gaining full control of state Capitols in Maryland and Massachusetts. [read post]
15 Nov 2023, 6:26 am
Grewal, Director of the Division of Enforcement. [read post]
