Search for: "Hedge Fund Attorney"
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15 May 2015, 3:03 pm
According to Form Reg-D filed with the Securities and Exchange Commission (SEC), Falcon Enhanced Options Strategy Fund is a hedge fund that is exempt from registration with the SEC. [read post]
23 May 2018, 1:34 pm
Unfortunately, hedge fund fraud, can happen. [read post]
12 Aug 2020, 5:07 am
The fund is an open-ended hedge fund allowing investors to receive cash liquidity quarterly. [read post]
28 Oct 2013, 9:16 am
For more information on our work, visit our web site, or call us at 212-609-6544For more information - SEC Probing Funds Holding Puerto Rico Debt Related articlesPotential Claims Against Other Brokerage Firms for Investments in Puerto Rico Municipal Bonds SEC Goes Fishing for Fraud in Puerto Rico - Bloomberg UBS Puerto Rico Bond Funds Collapse - Investors Seek Legal Help Puerto Rico Seeks To Calm Rattled Muni Bond Investors UBS Puerto Rico Bond Debacle… [read post]
13 Aug 2014, 9:05 am
Our attorneys include veteran securities litigators and former SEC Enforcement Attorneys. [read post]
20 May 2020, 8:31 am
Our class action attorneys represent plaintiffs in claims against hedge funds, investment advisors, banks, and others for potential violations of the federal or state securities laws. [read post]
15 Jul 2013, 3:13 pm
According to its SEC Form D, Taurus Global Resource is a hedge fund lunched in 2009. [read post]
20 Aug 2011, 10:41 pm
Over the last two years, 47 hedge fund managers are among those that have pleaded guilty to or been convicted of insider trading. [read post]
13 May 2007, 1:10 pm
Hedge fund managers are always looking for an edge. [read post]
13 Jul 2011, 6:36 pm
After my recent post regarding exemption from investment adviser registration of venture capital funds and small hedge funds, I had a number of people ask me about the status of real estate funds under the new regime. [read post]
24 Mar 2009, 10:46 am
Attorney. [read post]
1 Apr 2010, 4:17 am
Ivy Asset Management, the fund of hedge funds that BNY Mellon Asset Management is reportedly shutting down, is the subject of a probe by the New York attorney general, Andrew M. [read post]
30 Aug 2016, 11:37 am
Hedge fund billionaire George Soros, who has spent millions of dollars to weaken sentencing laws nationally, is now focusing on replacing District Attorneys who do not subscribe to his progressive social justice agenda. [read post]
13 Dec 2018, 12:24 pm
Abberton Opportunities Fund LP is a hedge fund advised by Abberton Capital LLP. [read post]
14 Jul 2011, 4:12 pm
The two firms are advising on a deal that will see the National Basketball Association's Philadelphia 76ers sold to a group led by two private equity bigwigs, a hedge fund manager, and a former attorney from Greenberg Traurig. [read post]
30 Jun 2022, 5:05 pm
A FINRA arbitration panel awarded a hedge fund manager $60 million in damages for defamation against D.E. [read post]
24 Jan 2012, 8:37 am
Newman, who traded on the information on behalf of the Diamondback hedge funds he controlled. [read post]
17 Aug 2020, 9:49 am
Silver Law Group’s attorneys are experienced in representing victims of hedge fund fraud and related Ponzi schemes. [read post]
1 Jul 2010, 8:22 am
One such hedge fund replicator is called The IShares Diversified Alternatives Trust ETF. [read post]
27 Jul 2015, 7:26 am
The hedge funds are targeting a weak spot in the markets. [read post]
