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Peter Madoff 10 Sentence For Defrauding ERISA Plans Reminder Manage Plan Investment Responsibilities
27 Dec 2012, 3:45 am
Madoff was integrally involved with both the SEC registration process and in the creation of the forms, known as “Forms ADV,” which were materially false and misleading. [read post]
1 May 2010, 5:35 pm
Event: 2010 Algae World Summit Location: San Diego, CA May 18 Sponsor: Roundtable Forum, LLC Event: New York Roundtable Forum Location: New York, NY May 18-20 Sponsor: Cityscape Event: Cityscape Asia Location: Singapore May 19 Sponsor: The Spaulding Group, Inc. [read post]
13 Jun 2016, 11:35 am
©2016 Amaxx LLC. [read post]
7 Nov 2023, 8:37 am
The White Law Group, LLC is a national legal firm specializing in securities fraud, securities arbitration, investor protection, and securities regulation and compliance. [read post]
6 Apr 2010, 4:56 am
(IP finance) Managing and protecting intellectual capital: It’s a necessity, not an option (Business IP and Intangible Assets Report and Blog) Global - Trade Marks / Brands Time to teach about branding; or is it? [read post]
8 Jul 2012, 11:12 am
* Ascentive, LLC v. [read post]
23 Jun 2024, 12:34 pm
Hammons Fall 2006, LLC, 602 U.S. [read post]
7 Apr 2011, 9:00 pm
The tax rates on capital gains and dividends should be kept at their current levels of 15 percent. [read post]
2 Jan 2012, 2:31 pm
Morgan Stanley Mortgage Capital Holdings LLC. [read post]
16 Jun 2016, 2:48 pm
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
23 Jul 2015, 5:04 am
The Application of the Fair Labor Standards Act’s “Suffer or Permit” Standard in the Identification of Employees Who Are Misclassified as Independent Contractors.Sounding very much like a workers' compensation standardized employment status test, the US Department of Labor has added its interpretation this developing area of the law. [read post]
7 Jan 2010, 12:30 pm
" "The City couldn't ask for someone with more experience, independence nor a higher level of integrity than Larry," said Joe L. [read post]
10 Feb 2012, 3:04 pm
Accretive Health’s parent company, Accretive, LLC, a private equity firm, has run into legal challenges in Minnesota before due to its vertical integration of the debt collection industry under which they took control of the nation’s largest debt collection enterprise, the largest national collection law firm, and the nation’s largest consumer debt collection arbitration company. [read post]
4 Oct 2017, 12:00 am
As you can see, property value is an integral part of the property rights framework. [read post]
1 Apr 2010, 8:17 pm
Location: New York, NY April 14-15 Sponsor: IQPC Event: Private Equity Southeast Asia Summit 2010 Location: Singapore April 15 Sponsor: Buyouts Conferences Event: Buyouts West 2010 Location: San Francisco, CA April 18-20 Sponsor: Marcus Evans Event: Foundations & Endowments Investment Summit Location: New York, NY April 19 Sponsor: Catalyst Financial Partners Event: Alternative Investing Forum Spring 2010 Location: New York, NY April 19 Sponsor: Regulatory Compliance Association Event:… [read post]
11 Mar 2011, 6:55 am
Purchased through negotiation by Banc of America Securities LLC, as follows: Due Amount Cpn Reoffered Ins 10/1/36 $14,450,000 5.125% 5.125% L.O.: Shipman & Goodwin, Hartford, CT. [read post]
28 Jul 2023, 2:56 pm
Griffin Durham Tanner & Clarkson LLC will tirelessly work to help restore your professional integrity and future. [read post]
14 Jun 2016, 1:00 pm
On April 12, 2016, the SEC also settled with broker-dealer firm Craig Scott Capital, LLC, for the entity’s failure to comply with the Safeguards Rule. [read post]
1 Mar 2019, 4:00 am
Companies and their counsel must be mindful of these issues both to insure that individual employee rights are protected and to protect as much as possible the confidentiality and integrity of the company’s review. https://wp.nyu.edu/compliance_enforcement/2019/02/20/protecting-attorney-client-privilege-and-respecting-fifth-amendment-rights-while-cooperating-with-the-government/ The Top Ten Regulatory and Litigation Risks for Private Funds in 2019 in Proskauer’s The… [read post]
4 Oct 2017, 12:00 am
As you can see, property value is an integral part of the property rights framework. [read post]
