Search for: "In the Matter of Frank"
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25 Feb 2014, 6:19 am
As an initial matter, the court examined whether the issues present in a whistleblower action were more similar to an 18th century action at law or equity. [read post]
6 Oct 2010, 9:21 pm
President Obama has signed legislation, P.L. 111-257, eliminating SEC exemptions from FOIA bestowed by Section 929I of the Dodd-Frank Act. [read post]
16 Apr 2020, 5:45 am
Frank reiterated several times, “but it is how we react to them, and how we build community around them, that matters most. [read post]
17 Apr 2011, 12:23 pm
Citing a study indicating that in 2,000 cases at over 900 firms executives tried to profit by betting against their own company, Senator Menendez said that if the executives can hedge their stock it does not matter how well the company does because either way the executive makes money. [read post]
17 Jan 2015, 8:33 am
A Note About Subject Matter Jurisdiction in Church Property Dispute and Schism CasesE.... [read post]
23 Sep 2010, 6:48 pm
But the Judiciary Chair is troubled by the SEC's attempts in recent weeks to reyroactively apply these exemptions to pending FOIA matters and by the sweeping interpretations the SEC has expressed that these exemptions would shield all information provided to the Commission in connection with its examination and surveillance activities.House Financial Services Chair Barney Frank noted that the bipartisan agreement that a legislative remedy was necessary. [read post]
1 Apr 2011, 12:29 pm
The IRS should provide certainty because it is not completely clear under Code interpretations that the assignments required as a practical matter to implement Dodd-Frank would not give rise to deemed exchanges for non-assigning counterparties. [read post]
17 Jun 2014, 4:56 am
As a practical matter, the secrecy shrouding the FISA process renders it impossible for a defendant to meaningfully obtain relief under Franks absent a patent inconsistency in the FISA application itself or a sua sponte disclosure by the government that the FISA application contained a material misstatement or omission. [read post]
21 Jul 2012, 4:55 pm
His claims pertain to a period prior to the 2010 Dodd-Frank amendment. [read post]
14 Feb 2011, 10:04 am
Dodd-Frank also enhances disclosure around matters of corporate governance, enables the SEC to study and adopt a uniform fiduciary duty for investment advisers and broker-dealers, and provides the SEC with significantly more tools to enforce the securities laws, including a new fund with which the Commission can reward whistleblowers whose information leads to successful prosecutions against securities law violators.In FY 2012, the SEC will continue its implementation of new rules… [read post]
2 Dec 2022, 9:43 am
” The government’s textualist argument makes sense only “as a matter of definitional possibilities. [read post]
9 Dec 2016, 8:57 am
The matter was initially set for trial in April 2015, but was continued several times. [read post]
21 Apr 2013, 8:23 am
Editor's Note: The following post comes to us from Charles Horn, partner focusing on banking and financial services matters at Morrison & Foerster LLP, and is based on a Morrison & Foerster memorandum by Mr. [read post]
14 Oct 2010, 5:48 am
Franks v. [read post]
7 May 2020, 6:30 am
As a matter of history, doubtful. [read post]
3 Jan 2012, 10:00 pm
By Mike Dorf Thomas Frank's book (and subsequently a movie), What's the Matter with Kansas? [read post]
24 Feb 2011, 12:46 pm
The subject matter will be: Item 1: The Commission will consider whether to propose regulations with respect to incentive-based compensation practices at certain financial institutions in accordance with Section... [read post]
22 Jul 2011, 5:47 am
Related Posts: Dodd-Frank @ 1: Volcker Rule By The Numbers Dodd-Frank @1: The Volcker Public Comments Dodd-Frank @1: Screwing Joe The “Plummer” [read post]
28 Jul 2020, 6:14 am
According to Frank, the bill quickly became a partisan matter despite the bipartisan ideals of the bill. [read post]
22 Jul 2011, 2:59 pm
Related Posts: Dodd-Frank @ 1: Volcker Rule By The Numbers Dodd-Frank @1: The Volcker Public Comments Dodd-Frank @1: Screwing Joe The “Plummer” Dodd-Frank @1: The Volcker Meeting Logs [read post]
