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15 Jan 2008, 5:23 am
The Chinese investors include Li Ka-Shing, a Hong Kong billionaire, China Merchants Bank Co., Bank of China Ltd. and Legend Holdings Ltd. [read post]
28 Apr 2017, 6:02 am
Gonzalez, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Saturday, April 22, 2017 Tags: Accountability, Bank boards, Banks, Boards of Directors, Compliance & ethics, Consumer protection, Corporate culture, Financial institutions, Financial regulation, Management, Misconduct, Oversight, Risk oversight, Wells Fargo One Take on the Report of the Independent Directors of Wells Fargo: Vote the Bums Out Posted by Howell E. [read post]
21 Apr 2009, 4:00 am
  According to the proposal in the proxy statement: “The Chairman of the Board shall be a director who is independent from the Corporation. [read post]
25 Mar 2011, 9:06 am by James Hamilton
In a letter to the SEC, banking and financial services associations cautioned that the Commission’s proposed whistleblower rules would create powerful financial incentives for unscrupulous persons to download, copy, and steal confidential corporate and customer information in order to substantiate their claims and receive monetary rewards. [read post]
5 Jun 2012, 1:12 am by Kevin LaCroix
” The authors add that independent directors should supervise negotiations with the S.E.C., and if the case is litigated rather than settled, the officers should be personally responsible for a portion of the bank’s legal fees. [read post]
5 Dec 2011, 8:59 am by McNabb Associates, P.C.
Hershman, the co-founder of Transparency International, was retained by Siemens to serve as the Independent Compliance Advisor to the Board of Directors and to help the company develop a new corporate governance and compliance strategy. [read post]
2 Nov 2010, 8:40 am
Fail to meet basic standards for transparency and independence;? [read post]
4 Mar 2016, 6:00 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, March 4, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 26, 2016 to March 3, 2016. 2015 CPA-Zicklin Index of Corporate Political Disclosure Posted by Bruce F. [read post]
14 Apr 2008, 5:15 am
  Plaintiff contended that the investment banking firms have an independent duty to disclose. [read post]
29 Jul 2009, 3:57 am
The concept is not altogether new, as corporations in the last several years have independently instituted such proposals as proactive corporate governance.The legislation also prohibits the corporation's executives to sit on the board's compensation committee; an apparent attempt to resolve potential conflicts of interest and insure committee independence. [read post]
25 Apr 2008, 7:05 am
Spanish companies have begun committing to greater board independence and the unbundling of director elections because of a new corporate governance code that comes into effect this year. [read post]
22 May 2007, 3:13 pm
The Federal Housing Finance Reform Act (HR 1427) would also create a new, independent regulator of the GSEs with broad powers analogous to current banking regulators. [read post]
18 Feb 2016, 10:24 am by Timothy Tobin and Katherine Gasztonyi
And, the full patch management program should be subject to internal review and independent audit. [read post]
2 Mar 2009, 9:00 am
Most of the primary materials on the Citigroup case can be found at the DU corporate governance web site. [read post]
5 Mar 2014, 6:30 am by Michael B. Stack
Put some thought into your transitional duty job bank and create jobs that would be productive for the employee and the company. [read post]