Search for: "Independent Financial Group LLC"
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30 Jun 2020, 5:00 am
The CFPB was one of the signature pieces of the Dodd-Frank Act reforms and was created for the purpose of brining a degree of independence to consumer financial regulations. [read post]
28 Jul 2023, 1:02 pm
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
18 Jul 2013, 11:06 am
This same report indicates that one of the largest networks of independent broker-dealers, Advisor Group, has terminated their selling agreement with Cole, in part due to this “internalization fee. [read post]
19 May 2015, 9:34 am
I strongly urged us to dissociate from them by declaring our independence, changing our name, and returning to our roots as an independent group. [read post]
4 Nov 2011, 1:42 am
Well, if I remember correctly, there was a whole gaggle of talking heads acting kind of superior and questioning why the group was protesting and what their goals were? [read post]
28 Oct 2008, 10:29 pm
Brokers not in that group will make much less. [read post]
8 May 2020, 9:36 am
Independent Financial Group, LLC FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers. [read post]
23 Feb 2012, 9:11 pm
Our insider says he was hired by Promontory Compliance Solutions, LLC to do work on the Independent Foreclosure Review for Wells Fargo Bank. [read post]
7 Mar 2022, 8:44 am
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice. [read post]
10 Oct 2022, 1:07 pm
Badii is currently employed by Independent Financial Group, LLC (Independent Financial). [read post]
8 Dec 2010, 5:00 am
The Chief Financial Officer, Mr. [read post]
6 Feb 2013, 8:00 am
Mercedes-Benz Financial Services USA LLC (7/30/12) 208 Cal.App.4th 26, review granted 10/24/12 and briefing deferred pending Iskanian v. [read post]
16 Jan 2014, 1:48 pm
According to the Financial Industry Regulatory Authority (FINRA), Mr. [read post]
1 Aug 2023, 9:34 am
Instagram, LLC, 2023 WL 4554649 (9th Cir. [read post]
23 Jan 2019, 2:22 pm
From September 2016 until May 2017 Jamison was associated with Independent Financial Group, LLC. [read post]
4 Dec 2009, 12:29 pm
District Court for the Northern District of Texas against Cedar Brook Financial Partners, LLC; Next Financial Group, Inc.; QA3 Financial Corp. and Securities America, Inc. for their role in recommending these investments to their brokerage clients. [read post]
1 May 2009, 11:36 am
First Niagara Financial Group Inc., 77 USPQ2d 1334 (TTAB 2005), rev’d on other grounds, 476 F.3d 867, 81 USPQ2d 1375 (Fed. [read post]
16 May 2015, 5:14 pm
Petitioner 321 Henderson Receivables Origination, LLC is seeking approval of a transfer of structured settlement payment rights from respondent AW, payee of periodic payments to be made or guaranteed by Metropolitan Life Insurance Company and Metropolitan Tower Life Insurance Company a/k/a MetLife Tower Resource Group, Inc. [read post]
30 Jun 2022, 9:11 am
Even having your own EIN (employee identification number) and paperwork stating you are an LLC doesn’t make you an independent contractor. [read post]
30 Apr 2013, 9:34 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida.For more information on The White Law Group, please visit http://www.whitesecuritieslaw.com. [read post]
