Search for: "Investment Management Company LLC"
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16 May 2023, 8:21 am
On April 6, 2023, BlackRock filed schedules for MetLife, Inc., Apollo Global Management, Inc., Packaging Corporation of America, POSCO Holdings Inc., Via Renewables, Inc. and WestRock Company. [read post]
16 May 2023, 6:55 am
Minority members of a limited liability company may always voluntarily dissociate, or resign, as a member, at which point they give up the right to participate in management. [read post]
14 May 2023, 9:01 pm
The case arose out of a 2022 stock-for-stock transaction in which the Company acquired a portfolio company of Apollo Global Management, Inc. [read post]
12 May 2023, 11:06 am
Learn how: http://ow.ly/XNxv50O5Qop #Nonprofits @irsnews #TaxExemption Nonprofit Law News: Caution for Nonprofits Doing Business with Insiders: IRS Revokes 501(c)(3) Status Based on Management Company Relationship | by @mcdermottlaw Linda Rosenthal: Nonprofit Volunteer-Mileage Rate Parity – Again Lucy Bernholz: The Rise of Philanthropy LLCs and the Erosion of the Bargain of 1969 | HistPhil Gene: Tax Implications of Alternative Investments for… [read post]
11 May 2023, 12:36 pm
Within the firm, this managing director communicated with other managing directors and junior employees under his supervision. [read post]
10 May 2023, 9:01 pm
Considerations for De-SPACed Companies For managers of distressed de-SPACed companies, Chapter 11 offers powerful tools to address unsustainable liabilities and preserve and enhance value for stakeholders. [read post]
10 May 2023, 12:55 pm
As amended, the Investment Advisers Act of 1940 requires investment advisory firms to register if they have at least $100 million in assets under management. [read post]
9 May 2023, 9:01 pm
First, the rule allows voting stockholders to make their own ad hoc choice of nominees from the slates proposed by management, on one hand, and by the nominating stockholder, on the other. [read post]
9 May 2023, 11:55 am
It’s always a bad sign when insiders are using company money to invest in other strategies maybe, you know, those strategies are too risky. [read post]
9 May 2023, 6:51 am
By Elena Eyber, J.D.The SEC charged investment adviser Pinnacle Advisors LLC with aiding and abetting Liquidity Rule violations by a mutual fund it advised and whose Liquidity Risk Management Program it administered. [read post]
8 May 2023, 6:57 am
Although Merrill had a firmwide policy of not calling numbers on the National Do Not Call Registry, as well as the company’s own list of those who opted out of telemarketing, its supervisory system was lacking. [read post]
5 May 2023, 9:32 am
Dow Jones & Company, Inc., the First Department affirmed dismissal of an investment adviser's claim that a Wall Street Journal reporter engaged in tortious conduct by obtaining information from employees bound by non-disclosure agreements (178 AD3d 572, 574 [1st Dep't 2019]). [read post]
5 May 2023, 7:48 am
Richard Logalbo Cetera Investment Services LLC MML Investors Services, LLC Harold Ramsey Paulson Investment Company LLC Spartan Capital Securities, LLC Michael Rosalia SW Financial Worden Capital Management LLC Dana Vietor CFD Investments, Inc. [read post]
4 May 2023, 1:17 pm
Many other states require LLCs to disclose the names and addresses of all the Members and Managers involved with the company. [read post]
22 Apr 2023, 9:05 pm
Biotronics will work with a small packing plant, The Pork Company LLC, Warsaw, NC. [read post]
21 Apr 2023, 8:00 am
They also often charge high fees to cover the costs of marketing, management, and other expenses. [read post]
20 Apr 2023, 1:20 pm
This new set of cybersecurity risk management rules (the “Cyber Risk Management Rule”) will be codified by amendments to both the Investment Advisers Act and the Investment Company Act. [read post]
18 Apr 2023, 2:05 am
We talk a lot about investing in technology to move our companies forward. [read post]
17 Apr 2023, 12:40 pm
Investment Management Company’s advisory clients. [read post]
17 Apr 2023, 11:42 am
FairXchange Inc. had a three-person board of directors, one of whom was also was a partner in a venture capital firm that managed several funds, which invested in the company. [read post]
