Search for: "Investors Bank and Trust Institutional Company"
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24 May 2021, 1:52 pm
Note that foreign financial institutions such as banks and investment firms provide their US citizen account holders’ details to the US directly, allowing the IRS to verify information provided by US expats on FBARs is correct. [read post]
13 Jun 2007, 1:12 pm
As Steven Schwarcz has said of securities disclosures (and as a commenter noted), many "legitimate transactions are so complex that disclosure to investors of the company originating the transaction is necessarily imperfect - either oversimplifying the transaction, or providing detail and sophistication beyond the level of even most institutional investors and securities analysts. [read post]
9 Jan 2020, 7:53 am
The term “recognised lender” covers a range of entities, such as international banks and “prudentially regulated financial institutions” (“PRFI”). [read post]
28 Nov 2017, 7:32 am
These include the whistleblower provisions in the Commodity Exchange Act, Clean Air, Water Pollution, Toxic Substances and Surface Mining Acts, and all the major banking whistleblower laws, including those covering credit unions, FDIC-insured institutions, and international monetary transactions. [read post]
3 Apr 2023, 2:26 pm
It is important for investors to be aware of the signs of financial fraud, such as promises of high returns with little risk, and to seek out the guidance of a trusted investment professional before making any investment decisions. [read post]
25 Jul 2022, 9:01 pm
Robust Remedies Restoring trust in our financial markets and institutions also requires the use of robust remedies. [read post]
13 May 2020, 3:03 am
Call for SEC to Sharpen Covid-19 Disclosure Guidance Some may have read the Council for Institutional Investor’s letter to the SEC’s Investor Advisory Committee sent last week. [read post]
24 Feb 2016, 3:25 pm
In addition, FinCEN imposes anti-money laundering program and reporting requirements on non-bank residential mortgage companies and mortgage brokers. [read post]
16 Sep 2014, 11:40 am
But unlike the banking world, where deposits are guaranteed by the federal government, stocks, bonds and other securities can lose value. [read post]
30 Jun 2010, 1:49 pm
…“Investment adviser” shall not include: … a person whose only clients in this state are federal covered advisers, other investment advisers, broker-dealers, banks, savings institutions, trust companies, insurance companies, investment companies as defined in the Investment Company Act of 1940, employee benefit plans with assets of not less than $5,000,000, governmental agencies or instrumentalities, or other… [read post]
11 Jun 2024, 9:01 pm
The Division of Corporation Finance oversees the disclosures of public companies so that investors can make informed investment decisions. [read post]
16 Mar 2010, 7:03 am
These include those with ownership or control in a foreign bank or brokerage account, those with offshore annuities or offshore insurance policies that accrue cash value (owned directly or through a trust), those who invest in foreign mutual funds and those who own or control foreign companies with offshore accounts Even the filing process is not very straightforward. [read post]
2 Jul 2010, 9:35 am
According to the Bank, the agreement was accepted by up to 90% of the investors, which seems not to be a bad outcome. [read post]
28 Oct 2008, 9:49 pm
Companies routinely told investors that they so regularly beat their earnings forecasts because of honest hard work and not cookie-jar accounting. [read post]
2 Dec 2020, 3:00 am
In this sense, asset management firms have become a part of a new “money trust”—a system of financial architecture dominated by a few large banks, private equity firms, and hedge funds. [read post]
20 Apr 2021, 9:30 am
The central bank issued a circular prohibiting all regulated entities, including banks, from servicing businesses dealing in virtual currencies. [read post]
20 Apr 2021, 9:30 am
The central bank issued a circular prohibiting all regulated entities, including banks, from servicing businesses dealing in virtual currencies. [read post]
17 Nov 2009, 6:05 am
Institutional investors now own approximately 60 percent of U.S. equities (using other people's money). [read post]
2 Dec 2008, 1:00 am
I specifically noted concerns investors had raised about the Bank of America’s regulatory settlement in which the bank proposed to restructure over 400,000 mortgages the Countrywide Financial Corporation had originated prior to being acquired by BoA. [read post]
3 Feb 2015, 1:16 pm
“S&P profited by misleading investors who trusted its ratings,” Attorney General Harris said. [read post]
