Search for: "Jay Stocking"
Results 241 - 260
of 619
Sort by Relevance
|
Sort by Date
3 Aug 2018, 6:10 am
IPO Governance Survey 2018 Posted by Michael Kaplan, Joseph Hall and Sophia Hudson, Davis Polk & Wardwell LLP, on Friday, July 27, 2018 Tags: Boards of Directors, Capital formation, Controlling shareholders, Dual-class stock, IPOs, Listing standards, Securities regulation, Shareholder voting, Small firms Gender Diversity and Board Quotas Posted by David A. [read post]
23 Jul 2018, 11:30 am
SEC Chairman Jay Clayton went on record stating “one of my guiding principles is that because markets are constantly changing, we must continually evaluate our approach to regulation. [read post]
17 Jul 2018, 5:40 am
The authors would like to acknowledge the research assistance of Ben Strachman in compiling the data for this report. [read post]
10 Jul 2018, 3:57 am
CA SB-838: it would allow certain privately-owned corporations to amend their articles of incorporation to include provisions for the use of blockchain technology in recording information related to stock transactions. [read post]
29 Jun 2018, 6:04 am
Emmerich and Robin Panovka, Wachtell, Lipton, Rosen & Katz, on Saturday, June 23, 2018 Tags: Boards of Directors, Change in control, Merger litigation, Mergers & acquisitions, Private equity, REITs, Shareholder activism Chairman Clayton Testimony on the Oversight of the SEC Posted by Jay Clayton, U.S. [read post]
22 Jun 2018, 6:01 am
Highlights of Proposal to Simplify the Volcker Rule Posted by Katherine Mooney Carroll, Derek Bush and Hugh Conroy, Cleary Gottleib Steen & Hamilton LLP, on Friday, June 15, 2018 Tags: Accounting, Accounting standards, Banks, Compliance and disclosure interpretation, Federal Reserve, Financial institutions, Financial regulation, Foreign banks, Liquidity, Mutual funds, Proprietary trading Remarks to the SEC Investor Advisory… [read post]
22 Jun 2018, 3:31 am
United States, in which the court ruled 5-4 that stock options are not taxable compensation under the Railroad Retirement Tax Act. [read post]
17 Jun 2018, 10:19 am
And this makes the stock market “cheer” as opposed to run for the exits? [read post]
8 Jun 2018, 6:47 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Tags: Banks, Dodd-Frank Act, Federal Reserve, Financial crisis, Financial institutions, Financial regulation, Hedge funds, Hedging, Investor protection, Moral hazard, Private equity, Proprietary trading, Risk, Securities regulation, Systemic risk, Volcker Rule Statement at Open Meeting on Inter-Agency Proposal for Amendments to the Volcker Rule Posted… [read post]
22 May 2018, 4:31 am
In an op-ed for Law360 (subscription required), Jay Lapeyre weighs in on patent case WesternGeco LLC v. [read post]
11 May 2018, 6:01 am
Corporate Purpose: ESG, CSR, PRI and Sustainable Long-Term Investment Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Friday, May 4, 2018 Tags: Accountability, Boards of Directors, Corporate Social Responsibility, DOL, ERISA, ESG, International governance, Long-Term value, Risk oversight, Stewardship, Sustainability The Evolving Market for Retail Investment Services and Forward-Looking Regulation Adding Clarity and… [read post]
1 May 2018, 9:14 am
According to the SEC’s complaint, Esposito purportedly paid third-party stock promoters to tout Cannabiz stock in order to increase its price and trading volume. [read post]
27 Apr 2018, 6:01 am
Steinman, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, April 26, 2018 Tags: Boards of Directors, Capital structure, Controlling shareholders, Corwin, Delaware cases, Delaware law, Dual-class stock, Mergers & acquisitions, Minority shareholders, Ownership structure, Securities regulation Testimony before the Financial Services and General Government Subcommittee of the House Committee on Appropriations… [read post]
25 Apr 2018, 7:07 am
Jay Herod, and Stromsland engaged in a fraudulent scheme to acquire and merge PixarBio with a publicly traded company and to secretly manipulate the sales of shares in the new entity. [read post]
16 Apr 2018, 4:48 pm
Plainly crafted to contemplate not only known securities arrangements at the time – but also any prospective instruments created by those who seek the use of the money of others on the promise of profits — the definition of “security” is broad, sweeping, and designed to be flexible to capture new instruments that share the common characteristics of stocks and bonds. [read post]
13 Apr 2018, 2:05 pm
appeared first on Stock Market Loss. [read post]
11 Apr 2018, 6:45 am
By Jay Fishman, J.D. [read post]
11 Apr 2018, 3:28 am
” Stephen Colbert said something similar, as did other late-night show hosts and many stock market watchers and analysts. [read post]
9 Apr 2018, 4:33 pm
Microcap, small-cap, and midcap stocks have just about disappeared from the U.S. exchanges. [read post]
16 Mar 2018, 6:08 am
, Mutual funds, Proxy advisors, Say on pay, Shareholder proposals, Shareholder voting, Vanguard Remarks to the SEC Investor Advisory Committee Posted by Jay Clayton, U.S. [read post]