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The month of July 2020 has seen a number of regulatory updates, guides and reminders to the financial services industry addressing the continuing challenges due to the impact of COVID-19. [read post]
5 Aug 2020, 11:43 am by Lisa Larrimore Ouellette
However, as noted above, the United States and other countries are diversifying their choices, funding multiple companies using multiple different platforms and hedging their bets to increase their chances of success overall. [read post]
4 Aug 2020, 8:23 am by David Cosgrove
On July 9, 2019, the House of Representatives passed the Whistleblower Protection Reform Act of 2019 (H.R.2015). [read post]
31 Jul 2020, 6:02 am
Posted by the Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, July 31, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 24–30, 2020. [read post]
31 Jul 2020, 3:00 am by Jim Sedor
Powerful lobbying firms, hedge funds, and real estate companies received aid while tens of thousands of small businesses closed for good. [read post]
29 Jul 2020, 11:43 am by Silver Law Group
Consistent with the growing trend of awards per year, in July, 2020, the SEC’s Whistleblower Office announced three more awards: two undisclosed amounts on July 21, 2020 and one award of over $3.8 million on July 14, 2020. [read post]
29 Jul 2020, 6:04 am
First, investors surely want to hedge against such an unprecedented output contraction and unemployment surge. [read post]
28 Jul 2020, 1:59 pm by Kevin LaCroix
The use of the appraisal arbitrage by hedge funds or private equity funds is believed to be the reason behind the rapid increase in the number of complaints up to 2016[iii]. [read post]
27 Jul 2020, 6:59 am by Anna Carrier (BE)
On 24 July 2020, the European Commission published its long-awaited legislative proposal for targeted amendments to Directive 2014/65/EU on markets in financial instruments (MiFID II)  as regards information requirements, product governance and position limits to help the recovery from the COVID-19 pandemic (MiFID “quick fix”). [read post]
27 Jul 2020, 6:15 am
Elovitz, Schulte Roth & Zabel LLP, on Monday, July 27, 2020 Editor's Note: Brian T. [read post]
21 Jul 2020, 5:52 am
Posted by Zacharias Sautner (Frankfurt School of Finance & Management), on Tuesday, July 21, 2020 Editor's Note: Zacharias Sautner is Professor of Finance at Frankfurt School of Finance & Management. [read post]
20 Jul 2020, 7:04 am
Jagannath Panda provides some valuable commentary with respect to these development in the Japan Times,  The Abe doctrine on 'Quad plus (17 July 2020) reproduced below. [read post]
20 Jul 2020, 7:00 am by Unknown
Moreover, the Antilles’ low-tax regime for foreign-owned companies attracted early hedge funds and captive insurance companies that were able to operate as Antilles corporate entities with only minor inconvenience. [read post]
19 Jul 2020, 6:45 am
Niles, Wachtell, Lipton, Rosen & Katz, on Sunday, July 19, 2020 Editor's Note: Adam O. [read post]
15 Jul 2020, 4:25 am by Hedge Fund Lawyer
July 15, 2020 Clients, Friends, Associates: We hope that you are staying safe and healthy while finding ways to enjoy the summer. [read post]
13 Jul 2020, 12:54 pm by Sarah E. Pruett
The CFPB filed a complaint on July 6, 2020 in a New York federal district court against My Loan Doctor LLC (“Loan Doctor”) and its founder, Dr. [read post]
9 Jul 2020, 5:01 am by Madiha Afzal
They personally hit it off at their White House meeting in July 2019, and have met multiple times since, including on the sidelines of the U.N. [read post]
8 Jul 2020, 6:03 am
Posted by Bhakti Mirchandani and Victoria Tellez, FCLTGlobal, on Wednesday, July 8, 2020 Editor's Note: Bhakti Mirchandani is Managing Director and Victoria Tellez is a research associate at FCLTGlobal. [read post]