Search for: "Lowe v. SEC"
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7 Dec 2014, 2:53 pm
Just before his ouster, Danon filed a whistleblower action, State of New York ex rel David Danon v. [read post]
18 Aug 2010, 10:56 pm
In Livingston v. [read post]
21 Apr 2011, 6:00 am
Citizens United v. [read post]
11 Nov 2010, 1:36 pm
Court of Appeals in New York has ruled.Standing to SueThe federal Circuits have split on the issue of standing under Sec. 43(a) of the Lanham Act, the court observed. [read post]
30 Dec 2011, 1:59 am
’http://bit.ly/tGS73y Justice and Prosecutorial Misconduct http://nyti.ms/vKeUXj Ethnic studies in Tucson ruled illegal http://bit.ly/sDdrts US extradites woman suspected of war crimes to Bosnia NYC judge Rakoff stands behind SEC-Citigroup ruling http://bit.ly/sy6SOf New state (US) laws ban happy hour, regulate fire-breathing bit.ly/tg0UB Freedom of Expression, the ‘Occupy’ Movement and the Dismantling of Tents: Case Comment on Batty… [read post]
10 Apr 2007, 5:15 am
It was in some ways reminiscent of cases like Hanson Trust PLC v. [read post]
22 Mar 2010, 3:00 am
See Lancellotta v. [read post]
21 Jun 2010, 6:22 pm
· Regulatory Considerations by the Federal Insurance Office expanded to include access to affordable insurance products by minorities, low- and moderate-income persons and underserved communities. [read post]
5 Mar 2010, 4:59 am
Yurow v. [read post]
21 Apr 2009, 12:01 pm
Leach , No. 08-2086 Sentence for knowingly using a facility of interstate commerce to attempt to entice a minor into engaging in illegal sexual conduct is affirmed where: 1) government did not breach the plea agreement by asking for a sentence greater than the low end of the guidelines range as the government did not make a definite oral promise to ask for a low-end sentence; and 2) defendant was not released of his obligation under the plea agreement not to advocate for a sentence… [read post]
11 Nov 2021, 2:07 pm
”[17] The new regime at the SEC now oversees a new breed of retail investor that trades via new digital platforms, a revived IPO market (over 302 new IPO filings through SPACs) and is tasked with designing the regulatory framework for a post-pandemic era shaped by ESG.[18] According to attorneys at Kaufman Dolowich & Voluck, LLP, “[w]ith the SEC’s focus on ESG disclosure and issues of materiality, alleged ESG-related material misstatements and… [read post]
6 Feb 2023, 1:37 pm
Securities and Exchange Commission (SEC) in implementing Section 404. [read post]
16 Sep 2014, 5:04 pm
See, Missouri v. [read post]
8 May 2012, 9:15 am
Several years ago the Court resolved part of it: In Quality King v. [read post]
5 Apr 2012, 6:26 pm
Titles V and VI - Relaxation of mandatory Exchange Act registration standard for record holders Increases number of record holders triggering mandatory registration to 2,000, no more than 500 of which may be unaccredited Excludes holders of employee benefit plan securities Increases thresholds for bank holding companies Implementation: Effective immediately. [read post]
25 Jun 2010, 9:22 am
Similarly, the CFMA limited the SEC's authority to regulate certain types of OTC derivatives. [read post]
27 Apr 2023, 9:05 pm
Even after the Court’s twisted opinion in Supreme Beef v. [read post]
25 Apr 2023, 8:00 am
Even after the Court’s twisted opinion in Supreme Beef v. [read post]
3 Apr 2024, 9:05 pm
Sec. [read post]
