Search for: "Lynch, Appeal of"
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8 Aug 2022, 4:02 am
TAT Capital Partners, Ltd, Defendant/Respondent (Opinion, Court of Appeal for the State of California)Former Investment Adviser Sentenced to Five Years for Defrauding his Clients of More than $7 Million (DOJ Release)Order Determining Whistleblower Award Claims <a href="#mendez">FINRA Bars Merrill Lynch NRF for Overtime CompensationIn the Matter of Jolam Mendez, Respondent (FINRA AWC)</a><a href="#stoakes">FINRA Fines and Suspends Rep for… [read post]
3 Apr 2020, 2:27 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5155/securities-industry-commentator/COVID-19 throws a curve ball at RIA M&A market, gut-punching valuations and causing fence-sitters to resolve to get the hell out, but Q1 prices hold their own / M&A rainmakers hedge their bets on how deep COVID-19 will drive cuts to RIA sale prices, although first quarter market has been stable (RIABiz by Oisin… [read post]
21 Jul 2017, 2:07 pm
As the US Court of Appeals for the Second Circuit wrote less than a year ago: “Context is crucial to identification of a true threat. [read post]
23 Jan 2008, 11:51 am
Merrill Lynch, 06-1341 (U.S. [read post]
9 Aug 2007, 2:34 pm
Rabner's opinion differed from Attorney General opinions that had been issued in New York by Eliot Spitzer and Rhode Island by John Lynch. [read post]
16 Jun 2021, 10:51 am
Lynch v. [read post]
17 Oct 2013, 10:03 am
See In re Kellogg Brown & Root, Inc., 166 S.W.3d at 739–40; In re Merrill Lynch, Pierce, Fenner & Smith, Inc., 195 S.W.3d at 816. [read post]
12 Feb 2010, 6:07 am
The Court of Appeals (Cabranes, Pooler and Lynch) says that "unlike the cases in which we and other Circuits have permitted appeals, the district court here did not make findings of violations of specific professional standards, refer the matter to disciplinary authorities, issue a reprimand, or declare that Keach was guilty of misconduct. [read post]
23 Aug 2012, 2:00 am
The plaintiff appealed Judge Preska’s decision and the Second Circuit Court of Appeals has now sided with Judge Preska. [read post]
10 Aug 2022, 6:30 am
Court of Appeals for the Second Circuit issued a decision holding that Lentell v. [read post]
15 Apr 2016, 11:33 am
Lynch (Religious Freedom; Controlled Substances)Navajo Nation v. [read post]
10 Aug 2022, 6:30 am
Court of Appeals for the Second Circuit issued a decision holding that Lentell v. [read post]
22 Dec 2014, 9:39 am
(Lynch v. [read post]
16 Sep 2010, 5:44 am
COURT OF APPEALS, SECOND CIRCUITImmigration Law N.Y. [read post]
8 Dec 2016, 2:00 am
Court of Appeals in Boston has decided. [read post]
2 Sep 2014, 5:35 pm
US Circuit Judge Gerald Lynch was on a three-judge panel that considered an ACLU challenge to NSA spying. [read post]
4 Apr 2012, 2:37 pm
In January of 2009, Bank of America bought Merrill Lynch and, as part of that acquisition, Bank of America and Merrill Lynch announced that they would pay retention and awards under an Advisor Transition Program ("ATP") to Merrill Lynch's Financial Advisors. [read post]
30 Jul 2020, 11:16 am
Lynch of Reuters report that “Case of ex-Trump aide Flynn to be reheard by full U.S. appeals court. [read post]
29 Feb 2016, 6:35 am
It concerns whether the Second Circuit (Jacobs, Leval and Lynch) has jurisdiction to even hear the appeal.The district court struck some of the plaintiffs' claims under the anti-SLAPP law, but other claims remained. [read post]
4 Jan 2024, 5:55 am
The Court of Appeals (Lynch, Park and Williams [D.J.]) reminds us that "whether the officer had a realistic opportunity to intervene is normally a question for the jury" unless the evidence shows otherwise. [read post]
