Search for: "MARY SCHAPIRO"
Results 241 - 260
of 901
Sorted by Relevance
|
Sort by Date
19 Nov 2010, 2:40 pm
Paredes and Chair Mary Schapiro at the conference. [read post]
14 Jul 2010, 6:08 am
Schapiro now indicates review by the Commission is forthcoming (see this post on the Forum). [read post]
25 Feb 2012, 7:20 am
In the near term, said SEC Chair Mary Schapiro at the PLI SEC Speaks seminar, the Commission will address the most salient international issues of Dodd-Frank OTC derivatives regulation in a single proposal. [read post]
12 Jul 2010, 8:00 am
Securities and Exchange Commission Chairman Mary Schapiro July 9 assured a corporate governance gathering that her agency will meet the rulemaking challenges certain to follow passage of the Dodd-Frank Wall Street Reform and… Read this entire article for free, simply activate your free 15 day trial access to Securities Regulation & Law Report now. [read post]
15 Nov 2010, 5:26 am
CHICAGO—Securities and Exchange Commission Chairman Mary Schapiro said Nov. 9 the recent election that swept dozens of Republican lawmakers into power would have little impact on the commission’s trajectory and one of its… Read this entire article for free, simply activate your free 15 day trial access to Securities Regulation & Law Report now. [read post]
12 Jan 2009, 8:18 am
Let's say Schapiro lied. [read post]
30 Mar 2011, 4:40 pm
.), the House Financial Services Committee chairman, have sent a letter to US Securities and Exchange Commission Chairman Mary Schapiro asking her about Boston Consulting Group Inc. [read post]
21 Oct 2009, 3:45 pm
As described in our post of June 19, SEC Chairman Mary Schapiro has discussed the need to regulate dark pools in the past, while in Canada, regulators recently published a consultation paper on the subject. [read post]
22 Jan 2012, 12:40 pm
There are currently three economists working within the Division of Risk, Strategy and Financial Innovation on the topic of retail financial advice and the differences between the broker and investment adviser regulatory regimes, said SEC Chair Mary Schapiro in a Jan. 10, 2012 letter to Rep. [read post]
27 Feb 2012, 11:53 am
Securities and Exchange Commission Chairwoman Mary L. [read post]
24 Aug 2012, 7:04 am
Aguilar yesterday responded to Chairman Mary L. [read post]
25 Jun 2012, 8:31 am
Darrell Issa, Chairman of the House Committee on Oversight and Government Reform, delivered a letter to SEC Chairman Mary Schapiro. [read post]
9 Oct 2011, 3:39 pm
SEC Chairman Mary Schapiro will open the event. [read post]
27 Apr 2012, 6:04 pm
Mary L. [read post]
27 Nov 2012, 1:12 pm
Schapiro, Ms. [read post]
29 Aug 2012, 9:29 am
The SEC’s quiet period rules do not suffer from a constitutional defect under the US Supreme Court’s First Amendment test announced in a 2001 ruling, said SEC Chair Chair Mary Schapiro in response to a question from House Oversight Committee Chair Darrell Issa (R-CA) as part of a letter from the oversight chair containing a number of questions on the reform of the IPO regulatory regime. [read post]
7 May 2010, 11:37 pm
At a recent hearing, US Senator Richard Durbin (D-Ill), who is chairman of the Senate Appropriations Financial Services subcommittee, told Securities and Exchange Commission Chairman Mary Schapiro that he was “puzzled” by the SEC’s request for funds to start aggressive oversight of credit ratings agencies in 2011. [read post]
8 Oct 2011, 2:15 pm
SEC Chairman Mary Schapiro vowed to be tougher on enforcement when she first took office. [read post]
12 Nov 2009, 9:44 am
SEC Chairman Mary Schapiro's recent speech to the securities industry, entitled, "The Road to Investor Confidence," certainly was not designed to win over friends from Wall Street. [read post]
30 May 2011, 1:17 pm
SEC Chair Mary Schapiro emphasized that the Commission is absolutely committed to seeing if the 500-shareholder limit still makes sense and intends to do a thorough and rigorous analysis of this threshold. [read post]
