Search for: "MAXINE WATERS"
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6 Aug 2012, 3:32 pm
Maxine Waters (D-CA) introduced the Investment Advisor Examination Improvement Act of 2012, which keeps oversight of investment advisors with the SEC, and pays for the SEC’s review with user fees charged to investment advisers. [read post]
6 Aug 2012, 3:32 pm
Maxine Waters (D-CA) introduced the Investment Advisor Examination Improvement Act of 2012, which keeps oversight of investment advisors with the SEC, and pays for the SEC’s review with user fees charged to investment advisers. [read post]
31 Jul 2012, 1:58 pm
Maxine Waters (D-CA) has unveiled a bill that, if approved, would give the US Securities and Exchange Commission the authority to make investment advisers pay user fees, which would allow for additional and more frequent exams as long as the regulator raises their level of activity relative to the last fiscal year. [read post]
30 Jul 2012, 7:41 pm
My view is that Levin's fears are well founded and that Cordray either suffers from a bad case of hubris, is whistling past a grave yard, or has been drinking from the same pitcher of Kool-Aid as Maxine Waters was when she thought she could outfox Ben Bernanke. [read post]
28 Jul 2012, 4:53 pm
Maxine Waters (D-CA) for introducing legislation that would authorize the SEC to impose "user fees" on federally registered investment advisers. [read post]
22 Jul 2012, 7:53 pm
One such moment was captured by CNBC last week when Moonbat Maxine Waters tried to worm some favorable comments out of Fed Chairman Ben Bernanke about the plans of San Bernadino and a few other bankrupt municipalities in Ms. [read post]
26 Jun 2012, 2:59 pm
Maxine Waters (D-CA) that would authorize the SEC to charge user fees for advisers to cover or defray the costs of examinations. [read post]
12 Jun 2012, 2:00 am
In a recent speech, Representative Maxine Waters (D-Calif.), ranking member of the House Financial Services Capital Markets Subcommittee, stated that the best approach, instead of creating another layer of registration with an SRO, is to impose “user fees” on registrants in order to fund the increased staff needed by the SEC to effectively regulate SEC-registered investment advisers. [read post]
8 Jun 2012, 4:30 am
ROLL CALL: House Democrats Demand Ethics Report on Maxine Waters Case. [read post]
7 Jun 2012, 5:30 am
THE HILL: Ethics Case Against Maxine Waters Will Proceed. [read post]
6 Jun 2012, 5:07 pm
NYT: “Leaders of the House Ethics Committee said Wednesday that they would move ahead with a long-delayed inquiry into allegations of impropriety by Representative Maxine Waters after concluding that committee missteps had not denied Ms. [read post]
29 May 2012, 7:53 pm
As my correspondent also wryly observes, if Maxine Waters has her way, the era of consent orders may be coming to an end in any event. [read post]
14 May 2012, 7:00 am
Not Congresswoman Maxine Waters, the second-highest ranking Democrat on the Financial Services Committee; she favors the SEC keeping oversight over investment advisers. [read post]
9 May 2012, 6:26 am
You read in Joe's post what was said when the verification sentence (italicized in the blockquote at top) was introduced by Representative Maxine Waters as an amendment to the McCarthy bill, and it really could not be clearer that verification arose from a concern about the nature of advertising. [read post]
2 May 2012, 6:22 am
Congresswoman Maxine Waters (D-CA). [read post]
26 Apr 2012, 9:11 am
As a result of the ongoing probe, JW obtained documents involving a controversial $12 million bailout grant provided to an unqualified Boston bank at the behest of California Congresswoman Maxine Waters and Massachusetts Congressman Barney Frank. [read post]
17 Apr 2012, 7:32 pm
Then again, we'll still have Maxine Waters to provide blog fodder. [read post]
13 Apr 2012, 11:57 am
Maxine Waters (D-CA) will address an afternoon session of NASAA's upcoming Public Policy Conference. [read post]
30 Mar 2012, 5:10 pm
This is “a national tragedy”, said Representative Maxine Waters (D-California). [read post]
19 Mar 2012, 7:55 am
Pete Stark (D-CA 13th), Ted Strickland (D-OH 6th), Bart Stupak (D-MI 1st), Mike Thompson (D-CA 1st), Bennie Thompson (D-MS 2nd), John Tierney (D-MA 6th), Edolphus Towns (D-NY 10th), Mark Udall (D-CO 2nd), Tom Udall (D-NM 3rd), Nydia Velazquez (D-NY 12th), Peter Visclosky (D-IN 1st), Maxine Waters (D-CA 35th), Diane Watson (D-CA 32nd), Mel Watt (D-NC 12th), Lynn Woolsey (D-CA 6th), David Wu (D-OR 1st). [read post]
