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8 Apr 2020, 7:55 pm
This ambitious volume does not avoid these issues, but it goes much further: it captures the emerging practices and dilemmas facing business and governments. [read post]
21 Jul 2014, 4:41 am by Kevin LaCroix
  Though the legislation’s prospects are uncertain, the draft bill does represent a significant new type of potential liability for corporate officials. [read post]
2 Nov 2009, 8:05 am
A careful analysis of the derivatives-related scandals mentioned above show that the source of the problem does not merely emerge from the use of the derivatives but instead, from either a failure to properly use such instruments, or from other externalities such as poor corporate governance mechanisms. [read post]
23 Apr 2012, 5:01 am by J Robert Brown Jr.
" The Committee received testimony from the Chairman of the SEC, Mary Schapiro. [read post]
3 Nov 2008, 4:59 pm
  Mary Jo White opted to reach out to the Director of the Division of Enforcement, Linda Thomsen. [read post]
18 Aug 2016, 6:30 am
Last year, for example, 44 Democratic Senators wrote a letter to SEC Chair Mary Jo White, urging the SEC to promulgate a rule requiring issuers to disclose how they use corporate resources for political activities. [read post]
26 Jun 2014, 10:01 pm by Dan Flynn
Dasher does not want the defense finding ways to put statements from the defendants in the record which his team cannot then cross-examine. [read post]
18 Jan 2010, 3:01 am by SHG
This leads, inexorably, to the Big Question: How does your basic corp counsel handle social media correctly? [read post]
19 Mar 2017, 5:09 pm by Kevin LaCroix
  Background Graham Zahoruiko was President of Space Web Corporation, which was later known as Refresh Software Corporation. [read post]
15 Jul 2011, 5:00 am by Doug Cornelius
With that kind of growth, among other factors, you can imagine why Mary Schapiro wants a budget increase. [read post]
10 Jul 2014, 10:44 pm by Dan Flynn
However, the government does not find another defense team remedy acceptable — excluding 26 witnesses from testifying, along with related evidence. [read post]
16 Sep 2015, 3:20 am by Broc Romanek
The Mary Jo “Dump Truck” As noted in this blog, the group that had plastered the DC subway system with posters asking Mary Jo White to be fired as SEC Chair is now using a mobile billboard over the next three days as part of their campaign. [read post]
8 Oct 2018, 7:46 am by Joel A. Webber
But the fact that [the Law Firm] was employed on an hourly basis, rather than on a contingency-fee basis, does not justify the fees requested as necessary and reasonable. [read post]
20 Oct 2015, 10:02 pm by Dan Flynn
Alan Dasher, who prosecuted the Peanut Corporation of America (PCA) defendants, responded in opposition to the request. [read post]