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21 Jun 2018, 7:22 am by John Jascob
 The materiality threshold in Item 303 is often compared to the similar threshold under Exchange Act Section 10(b), Rule 10b-5, and the Supreme Court’s opinion in Basic Inc. v. [read post]
19 Oct 2023, 8:51 am by Sophie Luskin
Investors should now be able to understand material cybersecurity risks and how companies manage and mitigate them. [read post]
24 Apr 2012, 8:00 am by Hedge Fund Lawyer
• Are the fund’s marketing materials clear and concise? [read post]
6 Nov 2013, 12:24 pm by James Hamilton
In its most recently filed Form 10-Q, Avon Products, Inc. detailed efforts to reach a settlement with the SEC and the Department of  Justice on compliance with the Foreign Corrupt Practices Act (FCPA). [read post]
26 Mar 2012, 1:40 pm by WIMS
Comments on the FPEIS and related material may be submitted on or before April 23, 2012. [read post]
14 Feb 2022, 7:21 am by Nicole Pottroff
Sols., Inc., B-420133.2 (Dec. 20, 2021) involves a task order issued by the Department of Homeland Security, U.S. [read post]
The SEC recently announced that it had settled with Charles Schwab Investment Management and Charles Schwab & Co., Inc. with making misleading statements regarding the Charles Schwab YieldPlus Fund and for failing to establish proper policies to prevent the misuse of material, non-public information. [read post]
6 Jan 2022, 12:17 pm by Kasey DeSantis
Jan. 3, 2022), the Delaware Court of Chancery dismissed a shareholder suit challenging a $1 billion sale of Roan Resources, Inc. [read post]
5 Feb 2012, 4:28 pm by Rebecca Shafer, J.D.
    When you order your copy of Manage your Workers’ Compensation Program from Advisen at http://corner.advisen.com/wcbooks, the 183-page guidebook shows how to assess your program, design program materials, roll-out a program to the organization, and monitor and manage the program once implemented. [read post]
30 Mar 2023, 5:00 am by Overhauser Law Offices, LLC
Portland, Indiana – Plaintiff Alexander Bayonne Stross (‘Stross”) has filed suit against Defendants, Lynn Boolman Auto Sales Limited Liability Company and CARSFORSALE.COM, INC. for Copyright Infringement, Removal of Copyright Management Information and Addition of False Copyright Management Information. [read post]
21 Jan 2016, 7:47 am by John Jascob
In their letters to the Commission, the six companies—Reynolds American Inc., Praxair, Inc., PPG Industries, Inc., ITT Corp., Minerals Technologies Inc. and Barnes Group Inc. [read post]
25 Apr 2012, 9:29 am by Ken Chan
If our customers are closed by law enforcement authorities, it will materially and adversely affect our business. [read post]