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16 Dec 2013, 7:49 am
Kibria’s life and assets in his native Bangladesh,” he wrote. [read post]
30 Nov 2011, 6:44 am by Francis M. Boyer, Esq.
’ Clare Hart, executive director at JP Morgan Asset Management and manager of investment fund JPM US Equity Income, says: ‘A significant number of companies are doing well selling into the global market. [read post]
9 Feb 2015, 8:07 am by Allison Tussey
He also used a former bank branch manager at SunTrust bank, at the direction of Sotolongo, to falsely verify the incomes and assets for the straw buyers. [read post]
30 Sep 2010, 10:23 am by Keith L. Miller
Apparently, Grant recruited clients whose accounts he managed at his former employer, Wedbush Morgan Securities, shortly after his departure in September 2005. [read post]
11 Dec 2009, 2:07 pm
According to UBS advisers, they claim an average $101.2 million for assets under management and gross production of $696,032. [read post]
10 Jan 2012, 5:42 pm
Morgan Chase Fined $1.7 Million by Securities Regulators for Unsuitable Sales of Floating-Rate Funds [read post]
7 Aug 2009, 2:22 pm
The financial crisis has sharpened the focus on two major problems in the securities business: (1) the inherent conflict of interest between investors and brokers, whose incomes are based on sales commissions, assets under management, or both, but not really on the provision of sound investment advice, and (2) the reality that most retail brokers lack the kind of education and expertise that truly sets them apart from the people they purport to advise. [read post]
29 Apr 2010, 1:48 pm by Gilbert, Ollanik, & Komyatte, P.C.
Although phony financial statements claimed $120 million in assets, there was actually only $15 million in a Morgan Stanley account. [read post]
15 Dec 2017, 3:00 am by Biglaw Investor
& Van Boven, L. (2003)  Journal of Personality and Social Psychology Vol. 85, No. 6, 1193–1202 3  https://www.debt.org/credit/unsecured/ Mark Mohtashemi is a Financial Advisor with Morgan Stanley Global Wealth Management in Jericho. [read post]
12 Oct 2009, 8:09 am
Morgan Chase & Co. bought the firm in a March 2008 fire sale. [read post]
21 Mar 2013, 6:50 am by Broc Romanek
Meanwhile, Paul Singer's Elliott Management has pressed for change at oil producer Hess Corp., calling for the company to shed assets and split in two. [read post]
30 Aug 2008, 12:22 pm
SOURCE: NewsChief.com in an article by John Scheck, a wealth adviser and branch manager at the Winter Haven Morgan Stanley, & Co. [read post]
5 Aug 2009, 2:44 am
  The terminal, with its iconic user interface which has changed only by small increments over time, can be found in most large asset management companies as well as in smaller groups like family offices, fund of hedge funds, hedge funds and even single manager investment advisory firms. [read post]
25 Aug 2008, 3:54 pm
Often, the only unencumbered assets left after a company goes bankrupt are potential causes of action against deep-pocketed professionals that witnessed or contributed to the debtor’s demise. [read post]
11 Apr 2019, 10:34 am by Unknown
         LIBOR Transition: Implications for the Corporate Bond and Municipal Securities MarketsTom Deas, National Association of Corporate TreasurersEd Fitzpatrick, JP Morgan Asset ManagementDavid Knutson, SchrodersPat McCoy, Metropolitan Transportation AuthorityJulian Potenza, Fidelity Management & Research Co.Tom Wipf, Morgan Stanley3:30 p.m. [read post]