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6 Apr 2023, 3:00 am
On Monday, a group of law firms submitted letters to the SEC responding to the requests for comments on the NYSE and Nasdaq clawback proposals, asking that the SEC not approve the adoption and effectiveness of the listing standards earlier than November 28, 2023. [read post]
2 Apr 2023, 6:00 am
Editor’s Note: Since beginning in November 2001 to track the number of publicly highlighted merger, acquisition, and investment (M&A+I) events in the eDiscovery ecosystem, ComplexDiscovery has recorded 540* M&A+I events. [read post]
31 Mar 2023, 6:30 am
Barkan and Brian Hecht, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, March 29, 2023 Tags: Charter & bylaws, delaware, Delaware articles, Delaware Court of Chancery, share issuences, Shareholders, SPACs A Theory of Fair CEO Pay Posted by Pierre Chaigneau (Queens University), Alex Edmans (London Business School), and Daniel Gottlieb (London School of Economics and Political Science) , on Wednesday, March 29, 2023 Tags: CEO Pay, Executive Compensation, Fairness review, Firm… [read post]
31 Mar 2023, 6:30 am
Barkan and Brian Hecht, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, March 29, 2023 Tags: Charter & bylaws, delaware, Delaware articles, Delaware Court of Chancery, share issuences, Shareholders, SPACs A Theory of Fair CEO Pay Posted by Pierre Chaigneau (Queens University), Alex Edmans (London Business School), and Daniel Gottlieb (London School of Economics and Political Science) , on Wednesday, March 29, 2023 Tags: CEO Pay, Executive Compensation, Fairness review, Firm… [read post]
30 Mar 2023, 6:31 am
The NYSE and Nasdaq rules both closely follow the SEC’s final rule. [read post]
30 Mar 2023, 6:31 am
The NYSE and Nasdaq rules both closely follow the SEC’s final rule. [read post]
30 Mar 2023, 3:15 am
Nasdaq’s board diversity listing standards required companies to include the Board Diversity Matrix in their proxy statement or on their website for the first time in 2022. [read post]
29 Mar 2023, 3:30 am
The NYSE and Nasdaq filings with the SEC contemplate that their Proposed Listing Standards would be approved by the SEC (and become effective) within 45 days of the date of their publication in the Federal Register or within such longer period, up to 90 days, (i) as the SEC may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the listing exchange consents. [read post]
22 Mar 2023, 7:15 pm
With Silicon Valley Bank Collapse, Our Skilled Securities Fraud Lawyers Are Investigating Brokerage Firms That May Have Made Misrepresentations Just days after Silicon Valley Bank collapsed and was taken over by US banking regulators, sources report that parent company SVB Financial Group (SIVB: NASDAQ) may mull bankruptcy. [read post]
22 Mar 2023, 12:15 am
An obvious question is whether any in this alphabet soup of regulators (DFPI, FRB, FDIC, CFPB, FINRA and Nasdaq) fell down on the job. [read post]
15 Mar 2023, 4:15 am
– The Spotlight on Option Grant Practices Intensifies – NYSE and Nasdaq Propose Clawback Listing Standards Don’t miss out on the practical guidance that The Corporate Executive has to offer. [read post]
14 Mar 2023, 6:30 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
14 Mar 2023, 6:30 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
13 Mar 2023, 9:01 pm
This new DOJ guidance follows on the heels of recent announcements by the SEC, NYSE, and Nasdaq on clawbacks for publicly traded companies. [read post]
8 Mar 2023, 10:00 pm
On October 26, 2022, the US Securities and Exchange Commission (SEC) announced the adoption of its new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq), to establish listing standards for compensation recovery (clawback) policies. [read post]
8 Mar 2023, 10:00 pm
On October 26, 2022, the US Securities and Exchange Commission (SEC) announced the adoption of its new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq), to establish listing standards for compensation recovery (clawback) policies. [read post]
8 Mar 2023, 10:00 pm
On October 26, 2022, the US Securities and Exchange Commission (SEC) announced the adoption of its new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq), to establish listing standards for compensation recovery (clawback) policies. [read post]
8 Mar 2023, 10:00 pm
On October 26, 2022, the US Securities and Exchange Commission (SEC) announced the adoption of its new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq), to establish listing standards for compensation recovery (clawback) policies. [read post]
8 Mar 2023, 10:00 pm
On October 26, 2022, the US Securities and Exchange Commission (SEC) announced the adoption of its new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq), to establish listing standards for compensation recovery (clawback) policies. [read post]
8 Mar 2023, 10:00 pm
On October 26, 2022, the US Securities and Exchange Commission (SEC) announced the adoption of its new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq), to establish listing standards for compensation recovery (clawback) policies. [read post]
