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2 Dec 2016, 1:02 am
The self-identified failures of Enron director oversight not only led to what was at the time the largest bankruptcy in U.S. history, but also served as a leading prompt for the enactment of the Sarbanes-Oxley Act, and the corporate responsibility movement that followed. [read post]
29 Aug 2022, 8:43 am
Contact our office today. [read post]
24 Jun 2010, 8:42 am
The article notes further that the Senate's new financial-overhaul bill would require that public companies claw back three years of bonuses from officers after an accounting restatement, apparently whether or not misconduct is involved. [read post]
18 Jan 2007, 7:04 am
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New Books
The ABCs of the UCC: Related Insolvency, Second EditionABA Section of Business Law
Certification and Disclosure Control Procedures (Downloadable PDF)From The Practitioner Guide to the Sarbanes Oxley ActABA Section of Business Law
Code of Ethics (Downloadable PDF)From The Practitioner's Guide to the Sarbanes Oxley ActABA Section of Business Law
How to Start & Build a Law Practice, Fifth Edition (Downloadable PDF)ABA Law… [read post]
5 Jun 2012, 1:12 am
Statutory provisions such as the Sarbanes Oxley compensation clawback provisions similarly have been used to impose liability on corporate officials whose companies restate prior financials, regardless of whether the officers themselves had any actual or even alleged involvement in the circumstances that required the restatement. [read post]
28 Dec 2011, 5:00 am
On September 12, 2011, Sandra Cochran was named Chief Executive Officer. [read post]
22 Sep 2016, 4:42 pm
********************* Section 304 of the Sarbanes-Oxley Act of 2002 (15 U.S.C. [read post]
8 Jun 2016, 8:26 am
Levin of the Los Angeles office. [read post]
3 Mar 2017, 9:43 am
Dodd-Frank created the SEC Office of the Whistleblower (“OWB”) to enforce its comprehensive whistleblower program. [read post]
6 Nov 2008, 8:36 am
You might want to reconsider:Med school may have impressed potential mates, mothers-in-law and loan officers in years past, but that may soon change. [read post]
1 Mar 2009, 12:51 pm
The IRS Whistleblower Office has just celebrated its second anniversary. [read post]
6 Sep 2016, 6:53 am
CII and CAQ pointed to a Government Accountability Office study that found companies exempted from Section 404(b) experience more financial restatements, as compared to non-exempt companies. [read post]
30 Aug 2016, 7:56 am
Accepting the plaintiff's theory "would mean that thousands of corporate executives, compliance officers and lawyers are 'whistleblowing' every time they give advice about information they believe should be disclosed. [read post]
8 Aug 2007, 7:38 pm
First, this is a useful overview for attorneys who need to be "familiar" with Sarbanes Oxley and how this law may affect anyone with a general commercial litigation law practice, or who may represent corporate officers in matters not directly related to corporate governance. [read post]
10 Jan 2012, 8:00 am
In addition to state standards and Sarbanes-Oxley (“SOX”) requirements, the major U.S. stock exchanges each have their own standards for independence. [read post]
11 Jan 2012, 8:00 am
Chief Financial Officer Marguerite N. [read post]
30 Dec 2011, 5:00 am
Riggio served as the Chief Executive Officer in addition to Chairman of the Board from 1986 to 2002. [read post]
5 Mar 2014, 6:33 am
FMR LLC, a divided Supreme Court confirmed that the whistleblower protection of the Sarbanes-Oxley Act extends to employees who work for contractors of public companies. [read post]
15 Sep 2008, 5:35 pm
The impact upon markets and investors associated with the failure of Enron and WorldCom resulted in an expression of American political condemnation culminating in Sarbanes-Oxley and the new corporate controls, including radical expansion of corporate compliance programs. [read post]
17 Feb 2016, 11:22 am
As required by Section 304(a) of the Sarbanes-Oxley Act, Marrone Bio CEO Pamela G. [read post]
