Search for: "Ontario Securities Commission"
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6 Apr 2020, 4:00 am
Canadian Legal History Blog Canadian Securities LawOSC Introduces Three-Year Moratorium on Trade Matching Exception Reporting On March 26, the Ontario Securities Commission announced that it was introducing a three-year moratorium on the requirement that registered firms report to the OSC if less than 90% of the trades executed by or for the firm during a quarter matched within the time required by National Instrument 24-101 Institutional Trade Matching and… [read post]
1 Jul 2012, 9:14 am
In the summer of 2003, malware got into and slowed controls in a power grid, causing the largest blackout in North American history leaving Ontario, Quebec, Pennsylvania, New York, and six other American States without electricity. [read post]
3 Jul 2014, 10:26 am
From the press release: “An important topic covered in the Issues Paper is the Crown’s ability to refuse to disclose certain information during litigation because of reasons of national security. [read post]
8 Jan 2021, 6:12 am
Securities Exchange Commission to file its annual report. [read post]
3 Nov 2008, 10:01 pm
When the SEC temporarily banned short-selling in September 2008, the Ontario Securities Commission (OSC) followed suit immediately thereafter. [read post]
20 Feb 2011, 5:21 am
The measures at issue were Ontario regulations that "make the following classes of products illegal to be manufactured or sold in Ontario": ? [read post]
11 Jun 2019, 8:59 am
The new regulator will oversee Ontario’s financial services providers, excluding securities which are regulated by the Ontario Securities Commission, and will tackle key priorities in its first year of operation that will reduce regulatory burden for regulated sectors. [read post]
3 Nov 2023, 8:54 am
The SEC appreciates the assistance of the Ontario Securities Commission and Quebec’s Autorité des Marchés Financiers. [read post]
4 Jun 2019, 9:42 am
The Securities and Exchange Commission today sued Kik Interactive Inc. for conducting an illegal $100 million securities offering of digital tokens. [read post]
29 Dec 2018, 9:27 pm
The Ontario Human Rights Commission released its interim report with some glaring statistics about racial profiling from the Toronto Police Service towards the Black community. [read post]
3 Nov 2019, 4:00 am
One Sunday each month OnPoint Legal Research provides Slaw with an extended summary of, and counsel’s commentary on, an important case from the British Columbia, Alberta, or Ontario court of appeal. [read post]
1 Dec 2014, 6:48 am
Ontario Power GenerationAdministrative law: Ontario Power Generation Inc., the province’s largest electricity generator, made a routine application to the Ontario Energy Board to have electricity rates fixed for the 2011 year. [read post]
2 Dec 2014, 10:40 am
Or just trying to sell you a Registered Education Savings Plan ("RESP").Between 2009 and 2013 confidential personal data of maternity patients at Rouge Valley Centenary Hospital was allegedly distributed to one or more RESP dealer representatives.As reported by the Toronto Star:Shaida Bandali, a former clerk at Rouge Valley Centenary Hospital, was charged by the Ontario Securities Commission (OSC) with the “quasi-criminal” offence of… [read post]
7 Oct 2008, 9:42 pm
Hydro One will also have to secure property rights from owners whose land will be traversed by the transmission line. [read post]
19 Dec 2011, 12:33 pm
The Ontario Securities Commission's year-old investor advisory panel (which recently tabled an outstanding annual report) and the recent OSC strategic plan consultations (coupled with the reinstatement of the OSC "dialogue" process after a multi-year hiatus) are laudable initiatives. [read post]
27 Aug 2015, 4:00 am
The Canadian Coalition for Good Governance, in submissions to the Ontario Securities Commission relating to women on boards, stated that it believed that a “robust evaluation process rather than term limits or retirement age is the best means of ensuring high quality board members, but perhaps boards will need to impose term limits or retirement ages in order to refresh themselves. [read post]
3 Dec 2018, 4:00 am
Risk Management & Crisis ResponseAlberta Securities Commission implements whistleblower program On November 20, 2018, the Alberta Securities Commission (ASC) announced the creation of its whistleblower program and the Office of the Whistleblower (OWB). [read post]
18 Apr 2012, 1:55 pm
Securities and Exchange Commission who spearheaded a 2004 Hollinger committee report on Black’s practices, along with three committee members, and other former Hollinger directors.The report said Black, a former Canadian citizen who is now a member of the British House of Lords, looted publisher Hollinger International of hundreds of millions of dollars. [read post]
24 May 2023, 4:00 am
The legal profession in Ontario is in disarray after several law students at the University of Toronto’s law school were caught fraudulently altering their grades to secure prestigious Bay Street summer positions. [read post]
15 Apr 2013, 10:16 am
Fischer Civil procedure: A group of mutual fund managers were investigated by the Ontario Securities Commission for “market timing,” which caused long-term investors to lose money on their investments. [read post]
