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As the proposed rule is currently written, deemed back-end underwriter liability would apply only to a bank that underwrote the original IPO. [read post]
17 Jul 2017, 9:00 pm by Rowan Weaver and Kevin Ackhurst
The post Investment Canada Act update: new thresholds and national security in the news appeared first on Deal Law Wire. [read post]
13 Oct 2019, 8:54 am by Staff Attorney
  However, some of the other funds, like Armada Waste, faired much worse declining to only 32% of their original value. [read post]
7 Dec 2019, 6:55 am
Here’s the abstract:This book provides an original and critical analysis of the most contentious subjects being negotiated in the China–EU Comprehensive Agreement on Investment (CAI). [read post]
1 May 2023, 9:16 pm by Jacob Sapochnick
If some of your investment funds originated from the sale of property, then you will be required to show proof of your initial purchase of the property, and subsequent sale of the property in question, including proof of the funds arriving in your bank account directly from the buyer. [read post]
13 Jul 2011, 6:36 pm by Alexander J. Davie
 Therefore, a fund that owns a portfolio of commercial mortgages that it purchased from a non-affiliated originator would likely be considered to be holding a securities portfolio. [read post]
28 Sep 2023, 1:31 pm by Alan Rosca
Any reader should also read the original sources hyperlinked in this blog for accuracy, including any Brokercheck report and/or record of any disciplinary or regulatory action. [read post]
28 Sep 2023, 1:31 pm by Alan Rosca
Any reader should also read the original sources hyperlinked in this blog for accuracy, including any Brokercheck report and/or record of any disciplinary or regulatory action. [read post]
28 Sep 2023, 1:31 pm by Alan Rosca
Any reader should also read the original sources hyperlinked in this blog for accuracy, including any Brokercheck report and/or record of any disciplinary or regulatory action. [read post]
12 Apr 2016, 9:15 am by Beth Graham
Given the significant role of foreign direct investment in the global pharmaceutical industry and substantial, exponentially increasing costs incurred by drug originator companies in conducting clinical trials, the prospect of investor-state dispute over data disclosure does not appear purely hypothetical. [read post]
4 May 2017, 11:50 pm
All submissions should be made online.FORMATArticles should be based on original research and develop an original argument falling within the scope of the journal. [read post]
30 Oct 2009, 11:19 am
" Instead, I am talking about the original con artist, Charles Ponzi, who was prosecuted for investment fraud back in the 1920's, and for whom the term "ponzi scheme" is named. [read post]
22 Sep 2023, 2:28 pm by Alan Rosca
Any reader should also read the original sources hyperlinked in this blog for accuracy, including any Brokercheck report and/or record of any disciplinary or regulatory action. [read post]
22 Sep 2023, 2:28 pm by Alan Rosca
Any reader should also read the original sources hyperlinked in this blog for accuracy, including any Brokercheck report and/or record of any disciplinary or regulatory action. [read post]
22 Sep 2023, 2:28 pm by Alan Rosca
Any reader should also read the original sources hyperlinked in this blog for accuracy, including any Brokercheck report and/or record of any disciplinary or regulatory action. [read post]
8 Jun 2011, 5:49 am by Simon Lester
Franck’s study found that the bulk of the cases (around 90%) did indeed originate from high income countries of which 32 cases were from the U.S. [read post]
26 Feb 2014, 8:37 am
On the real estate and property side of investments, Qatar has come under criticism for singling out Britain as a main route for its investments and from France for Qatar’s proposed investments in suburban slums. [read post]
21 Jun 2022, 9:57 am by Anna Carrier (BE)
On 25 November 2021, the European Commission proposed a number of legislative amendments to the Alternative Investment Funds Manager Directive (AIFMD), the UCITS Directive and the Regulation on European long term investment funds, namely the “AIFMD 2 Proposal”. [read post]
26 Jan 2024, 8:56 am by jeffreynewmanadmin
The Securities and Exchange Commission today announced that Northern Star Investment Corp. [read post]