Search for: "Oxley, in Re"
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8 Mar 2017, 3:23 am
“Today, they’re more loyal to the company. [read post]
1 Jan 2011, 11:23 am
Sarbanes-Oxley: You must file a complaint with the U.S. [read post]
19 Dec 2022, 5:01 am
” Herein lies the core problem when 1512(c)(2) is interpreted beyond the plain meaning of the text: “You’re going down a path where you’re going to end up with no one really knowing what this means. [read post]
21 Jun 2011, 2:59 am
"The ongoing concern about possible health hazards or adverse reactions from nanomaterial has people staying pretty quiet about what they're doing," Oxley said. [read post]
13 Jul 2020, 5:00 am
Although they are listed in the U.S., they’re subject to a "much relaxed" corporate governance and disclosure regime because they're not subject to important rules like Reg FD or releasing ownership reports or quarterly audit reports. [read post]
21 Nov 2006, 11:25 am
Sarbanes-Oxley). [read post]
8 Jun 2009, 1:00 pm
Below are links to some stories from the conference: Ex-SEC chief Pitt decries state of Sarbanes-Oxley and risk management By Alexander Howard, Associate Editor of SearchCompliance.com My Takeaways from Compliance Week 2009 by Bruce Carton of Enforcement Action Compliance Week 2009 Day 1 What a Difference a Year Makes by Francine McKenna of Re: The Auditors SEC's Aguilar on 404, IFRS Proxy Access, More by Melissa Klein Aguilar of The Filing Cabinet SEC Commish, FINRA Head:… [read post]
20 Nov 2009, 5:20 am
The IPO market may be permanently hampered by the rise of online brokers, decimalization of trading spreads, high frequency trading and Sarbanes-Oxley. 8. [read post]
22 Jan 2010, 4:22 pm
They’re in business to make money. [read post]
18 Dec 2008, 5:00 pm
And now we're asking taxpayers to bet. [read post]
9 Oct 2009, 2:00 pm
Metrick calls the private equity model "a useful benchmark for thinking about how boards can behave" but notes that "we're very far away from that now. [read post]
15 Sep 2008, 1:24 am
Today, we're starting at 60 and going to maybe 70 or 80, at best (worst)? [read post]
23 Feb 2018, 3:09 pm
I (the judge) know what that intention is because I’ve done my own survey of the federal law of whistleblowing — Dodd-Frank, Sarbanes-Oxley, and the SEC’s regulation on that subject. [read post]
21 Jan 2011, 5:00 am
If corporate compliance is where you want to make your career, you’re in a superb position to attract the attention of global corporations. [read post]
13 Oct 2016, 3:00 am
SOX Section 806 says that a successful plaintiff in a retaliation case is entitled to “all relief necessary” to make that individual whole – but the opinion cited only two cases when analyzing the propriety of a front pay award, neither of which involved a Sarbanes-Oxley retaliation case. [read post]
6 Oct 2011, 11:58 am
Entities we thought were reputable may be making misrepresentations and not telling the truth about what they're doing. [read post]
20 Aug 2007, 10:00 pm
A new study tells if they're right. [read post]
11 Jun 2010, 5:00 am
Whether the PCAOB is or isn’t declared unconstitutional, there are some key gaps in the original Sarbanes-Oxley legislation that should be addressed. [read post]
15 Mar 2015, 2:29 pm
Work rules dictating how long work files are kept before they’re disposed help organizations manage the task of responding to information inquiries like discovery requests in litigation. [read post]
19 Jun 2006, 6:04 am
Ensure they're listened to when they report back. [read post]
