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How the Trump Administration May Impact the Oversight and Enforcement of Dodd-Frank’s Whistleblower Protections
3 Mar 2017, 9:43 am by Jason Kaufman
Court of Appeals for the Fifth Circuit held in Asadi v. [read post]
Financial Services Employment Law - http://www.financialservicesemploymentlaw.com/
Whistleblowing Attorney Can Use Privileged Information as Evidence in Retaliation Case, Court Rules
3 Mar 2017, 8:00 am by Olivia Jefferson
In a December 2016 decision in Wadler v. [read post]
Whistleblower Law Blog - http://www.kmblegal.com/blogs
February 24, 2017–March 2, 2017
3 Mar 2017, 6:16 am
Companies Posted by Jennifer V. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
[Eugene Volokh] Short Circuit: A roundup of recent federal court decisions
27 Feb 2017, 6:41 am by Eugene Volokh
New on the podcast: Flashbang grenades, “Docs v. [read post]
The Volokh Conspiracy - http://www.volokh.com/
GCs as Whistleblowers? SOX Trumps Attorney-Client Privilege in Retaliation Case
22 Feb 2017, 3:00 am by John Jenkins
This Baker Donelson memo discusses Wadler v. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
In re Behrends: FINRA Arbitration Awards May Not Be Dischargeable In Bankruptcy But Make Sure To Register Them As Judgments.
8 Feb 2017, 12:58 pm by John R. Phillips
; See also, Tripodi v. [read post]
Cosgrove Law Securities and Investment Blog - http://securitiesandinvestmentblog.blogspot.com/
Amicus Filed in Major SOX case, Genberg v. Porter
23 Jan 2017, 8:59 am by Paul Lyons
The Genberg case deals with the definition of reasonable belief under the Sarbanes-Oxley Act (SOX). [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Crewman Seriously Injured From Fall on Icy Barge Deck Can Pursue Unseaworthiness Claim
9 Jan 2017, 4:13 pm by Frederick B. Goldsmith
In Oxley v. [read post]
Towboatlaw - http://www.golawllc.com/towboatlaw-blog/
Despite Privilege, GC May Pursue Whistleblower Retaliation Suit under SOX and Dodd–Frank
3 Jan 2017, 8:00 am by Todd Presnell
 Wadler v. [read post]
Presnell on Privileges - http://presnellonprivileges.com/
Despite Privilege, GC May Pursue Whistleblower Retaliation Suit under SOX and Dodd–Frank
3 Jan 2017, 8:00 am by Todd Presnell
 Wadler v. [read post]
Presnell on Privileges - http://www.presnellonprivileges.com
The DOL’s New Guidance on Proxy Voting & Shareholder Engagement!
3 Jan 2017, 3:39 am by Broc Romanek
Also check out these memos on the recent SEC v. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Employment retaliation 101
29 Dec 2016, 8:11 am by Second Circuit Civil Rights Blog
The plaintiff alleges retaliation for speaking out on financial abuses, and brings this action under the Sarbanes-Oxley Act, which courts resolve under traditional employment retaliation standards.The case is Yang v. [read post]
Wait A Second! - http://secondcircuitcivilrights.blogspot.com/
Weekly Roundup: December 2–December 8, 2016
9 Dec 2016, 1:00 am
Karp and Sabastian V. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Petition asks if contracts can be false statements under the SOX anti-shredding provision
1 Dec 2016, 7:38 am by John Jascob
The petition also notes that Yates v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC backs Vanguard whistleblower’s appeal
1 Nov 2016, 9:45 am by John Jascob
Under Chevron, U.S.A., Inc. v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: October 7, 2016–October 13, 2016
14 Oct 2016, 6:05 am
Bachelder III, McCarter & English LLP, on Thursday, October 13, 2016 Tags: Accounting, Banks, Bonuses, Clawbacks, Disclosure, Dodd-Frank Act, Equity-based compensation, Executive Compensation, Financial institutions, Incentives, Management, Misconduct, Pay for performance, Risk management,Sarbanes–Oxley Act [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Whistleblowers: Court Adds “Front Pay” to Award
13 Oct 2016, 3:00 am by John Jenkins
This Dodd-Frank.com blog discusses the SDNY’s recent decision in Perez v. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
D.C. Circuit Panel Rules CFPB Structure Unconstitutional
12 Oct 2016, 12:47 pm by Dykema
PHH v. [read post]
NextGen Financial Services Report - http://www.nextgenfinancialservicesreport.com/
Federal Whistleblower Statutes Aren’t a Cure-All
29 Sep 2016, 9:00 am by Jason M. Knott
For example, in a recent decision (Erhart v. [read post]
Suits by Suits - http://www.suitsbysuits.com/
Guest Post: Ninth Circuit Clarifies What Might Trigger SOX 304 Disgorgement
22 Sep 2016, 4:42 pm by Kevin LaCroix
Securities & Exchange Commission v. [read post]
The D & O Diary - http://www.dandodiary.com/