Search for: "Raymond James and Associates"
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12 Aug 2015, 9:08 am
– $500,000 Raymond James & Associates, Inc. [read post]
10 Nov 2021, 1:14 pm
LLC, Morgan Stanley, and Allen & Company LLC were the joint book-running managers for the offering, with Needham & Company, William Blair, KeyBanc Capital Markets, Raymond James, Barrington Research, Craig-Halllum, Berenburg, and Northland Capital Markets as co-managers. [read post]
23 Apr 2019, 2:13 pm
From June 2011 until April 2016 Rothchild was associated with Raymond James Financial Services, Inc. [read post]
17 Aug 2014, 9:00 pm
James Jay Carafano, Colonel Richard J. [read post]
15 Jan 2009, 8:00 am
Stark; New York City Police Commissioner Raymond Kelly (Chair); Patrick Lynch, Patrolmen's Benevolent Association; Michael Palladino, Detectives Endowment Association; Edward D. [read post]
29 Mar 2023, 12:50 am
In September 2022, The Securities and Exchange Commission (SEC) reportedly ordered Raymond James & Associates to pay a penalty of $500,000 for allegedly failing to supervise a former registered representative who was sentenced to five years in prison last year for allegedly misappropriating more than $900,000 from two older clients from October 2015 through April 2019. [read post]
30 Jul 2013, 1:06 pm
James MacIntosh, Morgan. [read post]
24 Jan 2024, 2:19 pm
James, for example, the Court affirmed that the First Amendment protects the right of student groups to associate and to speak out on matters of public concern, free from censorship by public university officials. [read post]
12 Jul 2011, 2:59 am
Raymond said, "I think FSIS just blew a chance to make beef even safer than it is right now. [read post]
September 22, 1922 – Formation of the Right-Wing American Political Group, Sentinels of the Republic
22 Sep 2021, 1:01 am
Raymond Pitcairn was a national chairman of the Sentinels of the Republic. [read post]
14 Nov 2011, 9:09 am
Deborah Joyce obtained inflated appraisals from two local appraisers, James Thornton and Mark Greenlee, and subsequently sent the appraisals on to another co-conspirator Raymond Morris in Salt Lake City. [read post]
27 Jul 2020, 12:47 pm
Investment bank Raymond James’ report, 2020 2Q European Legal Tech & Services Insight is an excellent read overall. [read post]
9 Jan 2022, 7:00 am
James Pooley (James Pooley, PLC), Ms. [read post]
27 May 2020, 7:48 am
A Raymond James broker, who was also executor of a client’s trust, was alleged to have forged a client’s signature on checks made payable to their estate. [read post]
20 Nov 2020, 7:45 am
Raymond James & Associates, Inc. [read post]
16 May 2019, 8:31 am
Health Insurance Innovations raised more than $65 million with its public offering, which used underwriters Citigroup Global Markets, Credit Suisse Securities USA, BofA Merrill Lynch, and Raymond James Financial. [read post]
30 Jun 2018, 12:52 pm
Previous registrations include the Securities Service Network, Inc., Raymond James Financial Services, Inc., and Edward Jones. [read post]
4 Sep 2012, 10:58 am
Raymond James Fin. [read post]
30 Dec 2014, 12:51 pm
., in the Superior Court of Santa Cruz on behalf of James Raymond Frey, 87, and the estate of his deceased wife, Shirlee Jean Frey, 81, who died tragically on December 2, 2014 after consuming a Listeria-tainted caramel apple purchased at the Safeway in Felton, California. [read post]
16 Apr 2016, 1:26 pm
It is further alleged that Quiros used the services of an investment brokerage house, Raymond James & Associates, to deposit and divert investor monies. [read post]
