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29 May 2014, 7:22 am by Doug Cornelius
Dodd-Frank removed a commonly-used exemption from registration as investment advisers. [read post]
17 Mar 2022, 2:44 pm by Allan Blutstein
  Registration is required on Eventbrite. [read post]
28 Jul 2008, 2:50 pm
Cambridge, Massachusetts Nanotechnology Advisory Committee Recommends Registration of Engineered Nanoscale Materials Deadline for Similar Voluntary Registration Program by U.S. [read post]
21 Sep 2013, 6:47 pm by Adam Gana
Every year, companies across the United States raise hundreds of billions of dollars selling securities in non-public offerings that are exempt from registration under the federal securities laws. [read post]
16 Dec 2010, 5:00 am by Doug Cornelius
Presumably funds falling under the 3(c)(1) exemption would be subject to state registration. [read post]
25 Jul 2016, 10:49 am by Camilla Alexandra Hrdy
But, Tushnet points out, maintaining the federal registration system requires "substantial government and private resources. [read post]
16 Feb 2019, 7:47 am by Ralf Michaels
The conference program and the registration link are available here. [read post]
15 Jul 2010, 1:25 pm by Hedge Fund Lawyer
Specifically, we will be discussing the practical application of the following rules to both hedge fund managers and private equity fund managers: Rule 204-2 — Books and Records to Be Maintained by Investment Advisers Rule 204-3 — Written Disclosure Statements Rule 204A-1 — Investment Adviser Codes of Ethics Rule 205-3 — Exemption from the Compensation Prohibition of Section 205(a)(1) for Investment Advisers Rule 206(3)-2 — Agency… [read post]
11 Dec 2017, 12:11 am by Giesela Ruehl
The programme reads as follows: Friday, 2 March 2018 9.00 am    Registration 9.30 am    The Europeanisation of Private International Law Prof. [read post]
1 Sep 2017, 8:23 pm
A private instrument could be subsequently registered to a notary, nevertheless, such registration shall not constitute change of status from a private instrument into an authentic instrument. [read post]
2 Sep 2014, 6:46 am
Joburg abandons pool registration plansJoburg residents will not be required to register their swimming pools, as announced earlier this year by the City of Joburg.However, they will have to submit plans and make an application if they build new pools, and the council says it will 'shortly announce the mandatory process for swimming pool plans or applications'.As a result of public pressure following a series of public participation meetings with residents, the city has decided to… [read post]
1 Jul 2019, 5:00 am by John Jascob
The rules take effect July 3, 2019, except for the private fund adviser exemption rule which takes effect January 3, 2020. [read post]
12 Apr 2017, 7:34 am by Doug Cornelius
Smith If You Want Trouble, Do Not Register as a Broker-Dealer Private Equity Fund Managers and Broker Dealer Registration SEC Charges Father and Son Pennsylvania Investment Advisers with Orchestrating Three Multi-Million Dollar Offering Frauds Private Equity Funds and Broker-Dealer Registration Are Your Private Fund Employees Licensed? [read post]
28 Feb 2018, 9:53 am by Mayela Celis
By the Permanent Bureau of the Hague Conference on Private International Law  Get your registration now to have the chance to hear from leading Experts and to discuss with them the opportunities for, and challenges to, private international law and the evolution of the Hague Conference on Private International Law (HCCH). [read post]