Search for: "STRUCTURED ASSET SECURITIES CORPORATION"
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3 Feb 2015, 5:17 pm
News release: “Attorney General Eric Holder announced today that the Department of Justice and 19 states and the District of Columbia have entered into a $1.375 billion settlement agreement with the rating agency Standard & Poor’s Financial Services LLC, along with its parent corporation McGraw Hill Financial Inc., to resolve allegations that S&P had engaged in a scheme to defraud investors in structured financial products known as Residential Mortgage-Backed… [read post]
15 Jan 2018, 8:05 pm
However, term loans are secured by longer-lived assets in the firm and can be tranched in A, B, C and D term loans. [read post]
21 Oct 2022, 6:30 am
Tuttle, Debevoise & Plimpton LLP, on Monday, October 17, 2022 Tags: Disclosure, Insider trading, Pay for performance, SEC, Securities Act, Securities fraud, Securities litigation ESG Reporting: Asset Managers Express Divergent View Posted by Lindsey Stewart, Morningstar, Inc., on Monday, October 17, 2022 Tags: advisory board, Board of Directors, ESG, Liability standards, regulatory requirements, Sustainability The Valuation Treadmill: How… [read post]
7 Apr 2020, 11:49 am
Investors in these structured debt and equity financings likely will include commercial credit companies making asset-backed loans, private equity, distressed asset investment funds, family offices and other private investors interested in assisting in the survival and success of SMBs. [read post]
18 May 2015, 2:18 pm
Tucker, 645 F2d 404 (5th Cir. 1981), analyzed the question, if the management structure of the business is similar to that of a general partnership, with all the owners having equal rights to participate in the management of the company, the interest is not likely to qualify as a security. [read post]
15 Aug 2023, 9:05 pm
This is one of the main reasons for “greenwashing,” where corporate issuers and asset managers dop not delivering on their ESG promises (Kim and Yoon 2023, Liang, Sun, and Teo 2022). [read post]
3 Oct 2018, 7:17 am
Assuming the target business is a corporate entity (“TargetCo”), the following are some of the issues relevant to a buyer in a purchase and sale transaction. 1) Structure of the Transaction Asset vs. [read post]
3 Sep 2014, 4:34 pm
With very limited balance sheets, noted the letter, very few CLO managers could retain a 5 percent share of a CLO.The House members want to ensure that the risk retention requirements are properly tailored to the unique structure of open market CLOs, which are a vital source of corporate finance. [read post]
11 Apr 2021, 9:05 am
Advisor Marshall Isaacson (Isaacson), formally employed by brokerage firms National Securities Corporation (National Securities) and Newbridge Securities Corporation (Newbridge) has been subject to at least six customer complaints, one regulatory sanction, and three tax liens or judgements during the course of his career. [read post]
12 Feb 2018, 7:36 am
Shulga is the co-founder of Ross & Shulga PLLC, a New York-based boutique law firm specializing in advising individual and corporate clients on aspects of corporate and securities law. [read post]
31 Mar 2017, 6:03 am
Corporate Governance? [read post]
6 May 2020, 6:29 am
Since March 2005 Kramer has been registered with FSC Securities Corporation out of the firm’s Frederick, Maryland office location. [read post]
29 Sep 2011, 1:35 am
There seems to be a marked hesitation at the SEC for diverse paths that develop for forming capital or institutions that develop idiosyncratic methods for valuing assets, structuring their board, deploying capital, etc. [read post]
13 Jul 2020, 10:39 am
Hertz’s operations are financed in part through an asset backed security (“ABS”) securitization whereby it leases vehicles from a special purpose entity pursuant to the terms of a single master lease agreement. [read post]
6 Jan 2010, 9:51 am
As Solangel noted, I am teaching and writing in the areas of business associations, corporate governance and securities regulation. [read post]
22 Feb 2024, 10:00 am
For a Limited Liability Company to protect assets, it must maintain its corporate status. [read post]
22 Feb 2024, 10:00 am
For a Limited Liability Company to protect assets, it must maintain its corporate status. [read post]
2 Aug 2017, 7:58 am
In the US we have distinct regulatory structures between commodities and securities. [read post]
2 Aug 2017, 7:58 am
In the US we have distinct regulatory structures between commodities and securities. [read post]
14 Jul 2009, 9:14 am
As the Indiana pension funds stated in their objection, Chrysler "acted as if they were selling a Chrysler LeBaron and not a multinational corporation with billions of dollars in assets. [read post]
