Search for: "Scott Montgomery" Results 241 - 260 of 353
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22 Jul 2011, 11:17 am
On July 11, 2011, the Securities and Exchange Commission ("SEC") brought and settled charges that Janney Montgomery Scott ("Janney"), a dually-registered broker dealer and investment advisor, failed to establish and enforce policies and procedures, as required by the Securities and Exchange Act of 1934, to protect material nonpublic information from misuse. [read post]
15 Jul 2011, 9:52 am by Steven Eversole
If you or a loved one faces murder charges, contact an experienced Birmingham criminal defense lawyer immediately.Previous Blog Entries: Montgomery Shooting Turns Fatal; Alabama Murder Cases Require Aggressive Defense: June 15, 2011 Additional Resources: Casey Anthony attorney: 'She did not kill her child', by Scott Stump, Today Argument over Casey Anthony verdict lands Melbourne Beach man in jail, by Patrick Peterson, Florida Today [read post]
14 Jul 2011, 5:00 pm
Previous Blog Entries: Montgomery Shooting Turns Fatal; Alabama Murder Cases Require Aggressive Defense: June 15, 2011 Additional Resources: Casey Anthony attorney: ‘She did not kill her child', by Scott Stump, Today Argument over Casey Anthony verdict lands Melbourne Beach man in jail, by Patrick Peterson, Florida Today [read post]
11 Jul 2011, 3:26 pm by Securites Lawprof
The SEC settled charges that Janney Montgomery Scott LLC failed to establish and enforce policies and procedures to prevent the misuse of material, nonpublic information, as required by law. [read post]
23 Jun 2011, 11:27 am by Aaref Hilaly
It’s impossible to capture them all, but I’m going to do my best, by saying a heart-felt “thank you” to: Venkat Rangan and Charu Rudrakshi who started the company, raised the first round of funding, and set the DNA of the engineering team; Jim Goetz at Sequoia Capital who acted more as co-founder than investor in the company’s first year, and has since been incredibly supportive of the management team; Tom Dyal at Redpoint Ventures for his… [read post]
3 Mar 2011, 1:12 pm by Sam E. Antar
In addition, the company announced that its own internal investigation found no misconduct by the company, On the following Monday morning, at 8:21 AM Eastern on November 22, 2010 before the stock market opened, StreetInsider.com reported: Janney Montgomery Scott reiterated their Buy rating and raised their fair value estimates on Green Mountain Coffee (Nasdaq: GMCR) from $40 to $50 following the restatement of financial results on Friday.The firm said, "We believe the… [read post]
27 Feb 2011, 9:40 pm by Paul Caron
Retail analyst David Strasser, a managing director at Janney Montgomery Scott, suggests that they could be. [read post]
13 Feb 2011, 8:19 am by admin
Main St., Room 115 Waterloo, Illinois 62298-1322 Phone: 618/939-8681 Fax: 618/939-1929 Montgomery Holly Lemons 120 N. [read post]
27 Jan 2011, 12:00 pm by CJLF Staff
  (See yesterday's News Scan.)A Day on the Other Side of the Bench:  Montgomery County Circuit Judge Joseph M. [read post]
19 Jan 2011, 4:20 am by Howard Friedman
" [Thanks to Scott Mange for the lead.]UPDATE: According to CNN, on Wednesday (1/19) Gov. [read post]
17 Jan 2011, 7:42 am
"This is not a black holiday; it is a people's holiday," -- Coretta Scott King, Nov. 2, 1983. [read post]
29 Dec 2010, 9:00 pm
 http://katzjustice.com  Singer and musician Gil Scott-Heron has held my interest for decades. [read post]
20 Dec 2010, 8:33 am
Watkins Mill High School principal Scott Murphy said the fight was instigated by a "dirty look," around 9:30 a.m. on December 1st. [read post]
12 Dec 2010, 11:44 pm by Sam E. Antar
" On the following Monday morning, at 8:21 AM Eastern on November 22, 2010 before the stock market opened, StreetInsider.com reported: Janney Montgomery Scott reiterated their Buy rating and raised their fair value estimates on Green Mountain Coffee (Nasdaq: GMCR) from $40 to $50 following the restatement of financial results on Friday. [read post]
11 Dec 2010, 5:00 am
This next one involves a pedestrian on I-80 in the eastbound lane in Scott County, Iowa. [read post]