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3 Nov 2020, 10:00 pm
On October 28, 2020, the US Securities and Exchange Commission voted 3–2 to adopt Rule 18f-4 under the Investment Company Act of 1940, which will replace decades-old SEC and staff guidance with an updated, comprehensive framework for registered funds’ use of derivatives. [read post]
18 Apr 2018, 6:58 am
The post LJM Fund LP – LJM Partners – Securities Investigation appeared first on White Securities Law. [read post]
16 Feb 2018, 12:24 pm
The post Bakken Drilling Fund IV LP – Securities Investigation appeared first on White Securities Law. [read post]
24 Aug 2022, 11:54 am
The well-regarded California law firm (international), Morrison & Foerster, has an interesting webinar coming up titled, “Structuring Funds and Portfolio Companies to Withstand U.S. [read post]
22 Jun 2013, 8:18 am
On June 5, 2013, the SEC voted unanimously to propose alternatives for amending rules that govern money market mutual funds under the Investment Company Act of 1940. [read post]
12 Apr 2010, 5:00 am
We know that Sarbanes-Oxley offers protections to employees at public companies, but does it also protect employees at mutual fund companies? [read post]
1 Nov 2013, 1:16 pm
According to the Behringer Harvard website, on May 9, 2013 the company along with Prospect Capital Management announced the initial public offering of Priority Senior Secured Income Fund (PSSI). [read post]
19 Feb 2018, 7:00 am
Securities laws require that the investors of these funds meet various investment criteria in order to qualify. [read post]
24 Jul 2023, 11:51 am
A membership interest in a limited liability company is a “security” as broadly defined under the Missouri Securities Act of 2003.[1] Now the Missouri Commissioner of Securities, through its Enforcement Section of the Securities Division (“Enforcement Section”), is sending letters to specified companies that have newly filed with the Missouri Secretary of State as limited liability… [read post]
10 Dec 2019, 9:25 am
The post Infinity Core Alternative Fund Securities Investigation appeared first on The White Law Group. [read post]
11 Nov 2015, 5:23 am
Atreca has announced it has secured $56 million in series A funding. [read post]
25 May 2016, 11:02 am
We want to know how your company handles data security and liability concerns. [read post]
26 Feb 2017, 5:45 am
A Case Study of Fidelity Magellan Fund’s Investments in Unicorns (and other Startups) and the Regulatory Implications, I analyze whether the securities laws adequately protect mutual-fund investors from the risks that arise when their funds add this unique asset class to fund holdings. [read post]
20 Sep 2022, 10:00 pm
There are many international and Asia-based investors looking to invest in companies in the US for both strategic and commercial reasons, and in return they offer attractive sources of funding. [read post]
20 Sep 2022, 10:00 pm
There are many international and Asia-based investors looking to invest in companies in the US for both strategic and commercial reasons, and in return they offer attractive sources of funding. [read post]
20 Sep 2022, 10:00 pm
There are many international and Asia-based investors looking to invest in companies in the US for both strategic and commercial reasons, and in return they offer attractive sources of funding. [read post]
20 Sep 2022, 10:00 pm
There are many international and Asia-based investors looking to invest in companies in the US for both strategic and commercial reasons, and in return they offer attractive sources of funding. [read post]
20 Sep 2022, 10:00 pm
There are many international and Asia-based investors looking to invest in companies in the US for both strategic and commercial reasons, and in return they offer attractive sources of funding. [read post]
20 Sep 2022, 10:00 pm
There are many international and Asia-based investors looking to invest in companies in the US for both strategic and commercial reasons, and in return they offer attractive sources of funding. [read post]
4 Feb 2021, 2:00 am
On January 25, 2021, Mayor de Blasio, Comptroller Stringer, and trustees announced that they had voted to divest their portfolios from securities related to fossil fuel companies, in what is expected to be the largest divestment in the world. [read post]
