Search for: "Security Services v. Equity Management" Results 241 - 260 of 544
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24 Oct 2018, 4:33 pm by Kevin LaCroix
A version of this article previously appeared on Securities Docket. [read post]
27 Aug 2018, 3:41 pm by Wolfgang Demino
By “freezing” LIBOR by fiat at 2005 and 2007 levels, Justice Brown has managed to deliver a Category 5 windfall to Mr. [read post]
17 Aug 2018, 6:16 am
Hermsen, Mayer Brown LLP, on Friday, August 10, 2018 Tags: Capital formation, Disclosure, Equity offerings, Equity-based compensation, Form S-8, IPOs, Registration statements, Rule 701(e), SEC, Securities Act, Securities regulation, Stock options Shedding the Status of Bank Holding Company Posted by V. [read post]
9 Aug 2018, 6:21 pm by Wolfgang Demino
GOLDEN, Plaintiff,v.JP MORGAN CHASE BANK, NATIONAL COLLEGIATE TRUST, FIRSTMARK SERVICES, GOLDEN TREE ASSET MANAGEMENT LP, GS2 2016-A (GS2), NATIONAL COLLEGIATE STUDENT LOAN TRUST 2005-3, NATIONAL COLLEGIATE STUDENT LOAN TRUST 2006-4, PENNSYLVANIA HIGHER EDUCATION ASSISTANCE AGENCY D/B/A AMERICAN EDUCATION SERVICES, Defendants.Case No. 16-40809-ess, Adv. [read post]
13 Jul 2018, 4:56 am by Kathy Kapusta
” Will invalidating civil service appointments of ALJs reach beyond the SEC? [read post]
Because a group health plan covered room and board expenses for stays at skilled nursing facilities, the Mental Health Parity and Addiction Equity Act (MHPAEA) required it to do so for residential mental health treatment facilities as well, a federal appeals court ruled in Danny P. v. [read post]
Because a group health plan covered room and board expenses for stays at skilled nursing facilities, the Mental Health Parity and Addiction Equity Act (MHPAEA) required it to do so for residential mental health treatment facilities as well, a federal appeals court ruled in Danny P. v. [read post]
27 Apr 2018, 6:01 am
Posted by Vishal Gupta, Sandra Mortal, and Xiaohu Guo (University of Alabama), on Saturday, April 21, 2018 Tags: Compensation ratios, Diversity, Executive Compensation, Management Corporate Governance Deviance Posted by Ruth V. [read post]
5 Apr 2018, 8:24 am by CFM Admin
We recommend that you speak with your firm’s outside counsel and service providers to learn more about these specific priorities and review your firm’s compliance with the applicable regulations. [read post]
16 Mar 2018, 6:08 am
Securities and Exchange Commission, on Thursday, March 15, 2018 Tags: Accounting, Disclosure, Exchange-traded funds, Financial reporting, Investor protection, Liquidity, Mutual funds, Risk managementSecurities regulation, Transparency [read post]