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2 Sep 2011, 7:01 am
Faruki and his firm, Neural Markets LLC, solicited highly sophisticated individuals to invest in the "Evolution Quantitative 1X Fund," a hedge fund they managed that allegedly employed a proprietary algorithm to conduct an arbitrage strategy involving trading in liquid exchange-traded funds (ETFs). [read post]
22 Mar 2010, 12:10 pm
Life settlements are on the North American Securities Administrators Association’s top-10 list of "investor traps. [read post]
15 Nov 2011, 6:38 am
Say on pay gives shareowners a voice in how top executives are paid. [read post]
13 Aug 2019, 9:10 am
In ADP, LLC v. [read post]
7 Feb 2013, 2:54 pm
He has litigated cases against Intel Corporation, Toyota Motor Sales, USA, Inc., Honda North America, Inc., Aston Martin Lagonda of North America, Inc., BMW of North America, LLC, Mercedes-Benz USA, LLC, Keyes European, LLC, Rusnak Enterprises, LLC and Wells Fargo Auto Finance, Inc. [read post]
Guest Post: Halliburton II Price Impact Defenses Can Limit Severity on Deficient Exchange Act Claims
12 Jan 2021, 2:19 pm
”[21] In 2020, ISS reports that securities class action settlements available for distribution exhibited “an increase of 61%” to $5.84 billion.[22] In today’s increasingly competitive landscape among global stock exchanges, the annulment of non-meritorious class actions that allege violations of the federal securities laws under Section 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10(b)-5 thereunder, can be attained… [read post]
31 Dec 2012, 3:29 pm
Morgan), Facebook (Lown Companies, LLC v. [read post]
25 Apr 2012, 10:25 am
Beatport, LLC, 2012 WL 872574 (D. [read post]
30 Sep 2020, 11:20 pm
EXCHANGE INFORMATION. [read post]
30 Dec 2011, 12:01 pm
by Cara CooksonSEC America, LLC v. [read post]
28 Jan 2013, 6:15 am
The North American Securities Administrators Association in 2009 included leveraged exchange-traded funds among its top 10 investor traps, while the Securities and Exchange Commission and the Financial Industry Regulatory Authority Inc. at the same time issued alerts to investors warning about the risks of such funds. [read post]
10 Nov 2023, 6:30 am
Securities and Exchange Commission, on Wednesday, November 8, 2023 Tags: Clawbacks, Proxy season, SEC, SPACs Top 5 SEC Developments Posted by Haimavathi V. [read post]
10 Nov 2023, 6:30 am
Securities and Exchange Commission, on Wednesday, November 8, 2023 Tags: Clawbacks, Proxy season, SEC, SPACs Top 5 SEC Developments Posted by Haimavathi V. [read post]
6 Mar 2018, 8:01 am
Source: CoinSpeaker Record growth in prices of the Top 10 cryptocurrencies by capitalization during 2017 (USD), %. [read post]
1 Jun 2010, 11:05 pm
Here is Think IP Strategy’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
21 May 2019, 7:28 pm
Cantor Fitzgerald and BTIG, LLC acted as capital markets and financial advisors to Pivotal. [read post]
26 Sep 2008, 6:25 pm
Carey & Danis LLC is a national law firm based in St. [read post]
24 Nov 2014, 10:00 am
The redeveloped property was built on top of the untreated contaminated soil. [read post]
6 Aug 2014, 9:54 am
Two top officials of testing laboratories used by the Peanut Corporation of America (PCA) and a U.S. [read post]
15 Dec 2017, 4:05 am
It was clear from the exchanges, police said, that A.G. was developing feelings for the imaginary teen. [read post]
