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29 May 2019, 5:06 pm by Kevin LaCroix
Tokens are built on top of blockchain technology, a form of distributive ledger technology, which is a digital database that is consensually shared and synchronized across networks spread across multiple sites, institutions or geographies. [read post]
24 May 2019, 6:01 am
Securities and Exchange Commission, on Thursday, May 23, 2019 Tags: Accounting, Audits, Internal control, Sarbanes–Oxley Act, SEC, SEC rulemaking, Securities enforcement, Securities regulation, Small firms, SOX Section 404 [read post]
22 May 2019, 9:02 am by ccollins
The US Securities and Exchange Commission (SEC) has filed civil charges against Charles Nilosek for acting as an unregistered broker and illegally selling Woodbridge securities to retail investors. [read post]
21 May 2019, 7:28 pm by Rob Robinson
Cantor Fitzgerald and BTIG, LLC acted as capital markets and financial advisors to Pivotal. [read post]
6 May 2019, 12:26 am by Peter Mahler
Some of you may recognize John’s name from posts on this blog or my interview of John on my podcast on various LLC issues–a topic on which John also is a top expert and author of the leading LLC formbook and practice manual entitled Drafting Limited Liability Company Operating Agreements also published by Wolters Kluwer. [read post]
15 Apr 2019, 11:44 pm
After an exchange of letters, the parties signed a coexistence agreement by which BMWAssociates (not Mr Whitehouse) agreed to limit his use of BMW. [read post]
5 Apr 2019, 6:54 am by Rob Robinson
Legal Support Veris Consulting Veritas Wegman Partners A listing of the top twenty providers based on the number of times mentioned as a top three provider in the aggregate of all survey results. [read post]
30 Jan 2019, 8:00 am by zamansky
The problem for retail investors is that leveraged loans are very risky credits and are unregulated by the Securities and Exchange Commission. [read post]
28 Jan 2019, 8:18 pm
And once the issues [are] resolved between the players and the owners, we are optimistic that [the] NFL's best years are ahead, but good or bad, leadership starts at the top. [read post]
24 Jan 2019, 9:01 pm by Jim Sedor
Those include the potential for interest groups to promise future jobs to officials in exchange for preferential treatment while they are still in office. [read post]
4 Jan 2019, 2:36 pm by Brett Holubeck
 Marco Rubio introduced a plan to allow new parents to delay taking their Social Security benefits in exchange for two months of paid parental benefits. [read post]
Blockvest LLC et al., case number 3:18-cv-02287, denied the SEC’s Motion for Preliminary Injunction to enjoin Blockvest’s ICO on the SEC’s claim that Blockvest’s pre-ICO capital raising was a securities law violation. [read post]
17 Dec 2018, 8:05 am by Bob Ambrogi
Outside funding: Less than $1M in outside funding DocStyle LLC Founded: 10/12/2018. [read post]
10 Dec 2018, 3:16 pm by Kevin LaCroix
Tokens are built on top of blockchain technology, a form of distributive ledger technology, which is a digital database that is consensually shared and synchronized across networks spread across multiple sites, institutions or geographies. [read post]
19 Nov 2018, 3:46 am by Peter Mahler
As noted at the top of this post, I’m in no position to suggest that the outcome in Rosin was right or wrong. [read post]