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15 Dec 2023, 3:02 pm
GHGA pre-cut products containing cantaloupe are branded as Sprouts Farmers Market Trader Joe’s, and unbranded products are sold at Kroger. [read post]
14 Dec 2023, 10:30 pm
Article 3 requires traders to make certain specifications and clarifications [read post]
14 Dec 2023, 10:00 pm
June: In Tanzania, the High Court of Tanzania (Dar es Salaam District Registry), following the case of Abro Industries Inc versus Abri General Traders, dismissed Abro Industries Inc’s appeal and upheld the ruling and drawn order of the Deputy Registrar of the Business Registrations and Licencing Agency (BRELA). [read post]
14 Dec 2023, 9:30 pm
What its founders once jocularly called the “Appellate Lawyers Eating and Drinking Association” — the group coalesced over dinners at La Scala and Trader Vic’s, venerable Beverly Hills restaurants — has become an influential and respected force for significant improvements in appellate practice and judicial administration. [read post]
14 Dec 2023, 12:42 pm
They are Glenn Oztemel, who allegedly worked as a senior oil trader at Freepoint, his brother Gary Oztemel, who allegedly used his company Oil Trade & Transport S.A. to help Freepoint, and Eduardo Innecco, Freepoint’s agent who allegedly used purported “consulting fees and commissions” from Freepoint to bribe Petrobras officials. [read post]
8 Dec 2023, 8:50 am
In other words, even if administrative penalties deprive people of private property without judicial process, perhaps they are permissible as a condition on the public privilege to be a securities trader. [read post]
7 Dec 2023, 9:59 am
Gensler replied that he sees AI risks along two planes: he said there are micro level risks such as bias and conflicts of interest (which an SEC proposal on predictive analytics seeks to address) as well as macro level risks related to the potential concentration of the ownership of AI models.Gensler explained that with respect to macro level risks, the problem is that a natural economic progression can lead to the evolution of monocultures in which AI data sets or base models that traders… [read post]
7 Dec 2023, 7:11 am
While the SEC’s enforcement activities included actions against public companies, gatekeepers, cryto currencies and traders, and other securities issuers, many of the enforcement results focused on investment advisers and their associated industry. [read post]
6 Dec 2023, 11:25 am
The first was the Medivation insider trader policy that covered “securities of another publicly traded company”. [read post]
5 Dec 2023, 4:53 am
“Days before the attack, traders appeared to anticipate the events to come,” they wrote, referencing short interest in the MSCI Israel Exchange Traded Fund that “suddenly, and significantly, spiked” on Oct. 2. [read post]
4 Dec 2023, 1:45 pm
Quick Cancellation: Before these orders are executed, the trader cancels them. [read post]
4 Dec 2023, 9:22 am
The Court held that tribal nations had no tradition of selling liquor tax free, therefore Indian traders in Indian country had to get a state liquor license. [read post]
1 Dec 2023, 11:19 am
Ex Nuveen Trader LAWRENCE BILLIMEK has pleaded guilty in connection with his participation in a $47 million FRONT RUNNING insider trading scheme. [read post]
30 Nov 2023, 9:05 pm
Recalled GHGA products were distributed to Kroger stores in Alabama and Georgia, Sprout’s Farmers Market stores in Alabama, Georgia, North Carolina, and South Carolina, and Trader Joe’s stores in Alabama, Florida, Georgia, South Carolina, and Tennessee. [read post]
30 Nov 2023, 4:24 pm
The freshcut fruit products containing recalled GHGA cantaloupe were distributed to Kroger stores in Alabama and Georgia, Sprouts stores in Alabama, Georgia, North Carolina and South Carolina, and Trader Joe’s retail stores in Alabama, Florida, Georgia, South Carolina, and Tennessee. [read post]
30 Nov 2023, 12:48 pm
Finra revealed that a former supervisor for Bank of America and a former junior trader executed 717 instances of spoofing in a U.S. [read post]
28 Nov 2023, 9:15 pm
But the “shadow trading” theory warrants attention because it can potentially have wide-ranging ramifications for traders by broadening the scope of the types of nonpublic information that might be deemed material. [read post]
28 Nov 2023, 7:05 pm
When I was in grammar school, the nuns taught us about Purgatory.Now I just go to the Trader Joe's parking lot at 5:45 on a Tuesday afternoon. [read post]
27 Nov 2023, 9:01 pm
That rule provides an affirmative defense to an allegation of insider trading if, among other things: (1) the trades are made pursuant to a written plan, (2) the plan is entered into when the trader did not have material nonpublic information, and (3) the plan does not permit the trader to exercise subsequent influence over how, when, or whether to effect the transactions. [read post]
21 Nov 2023, 9:01 pm
This assessment should rely on widely recognized scientific evidence and include primary information available to the trader for environmental impacts. [read post]
