Search for: "Trustees of the Industry Fund"
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7 Sep 2019, 4:00 am
Curtis brings a wealth of media, communications and marketing experience in the media, government and entertainment industries. [read post]
3 Sep 2019, 11:35 pm
ASIC intends to create more competition among fund managers and strengthen their regulation over superannuation funds. [read post]
2 Sep 2019, 12:59 pm
Every year after Labor Day, I take a step back and review the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
27 Aug 2019, 9:41 pm
The limited partners are institutional investors, such as pension plans, endowments, insurance companies, funds of funds, etc. [read post]
26 Aug 2019, 5:50 am
The court looked instead to mutual fund peer group fees as a more apt comparator, while also giving deference to the fee approval of the Fund’s independent trustees following a robust review process. [read post]
20 Aug 2019, 9:26 am
According to an SEC administrative release, the regulator has barred Groom from the securities industry for alleged misappropriation of investment advisory client funds. [read post]
4 Aug 2019, 10:59 pm
The relief is conditional upon disclosure of specific information in product disclosure documentation and on the trustee’s website (which under the proposal would be changed to the fund’s website). [read post]
25 Jul 2019, 9:42 am
This includes those in the prepaid payments products industry, including program managers, processors and retailers. [read post]
11 Jul 2019, 9:51 pm
Broadly, professional investors include: a financial services licensee; the trustee of a super fund, an approved deposit fund, a pooled superannuation trust or a public sector super scheme within the meaning of the Superannuation Industry (Supervision) Act 1993 (Cth) where the fund, scheme or trust has net assets of at least A$10 million; a listed entity or related body corporate of a listed entity; an exempt public authority; or a person that has or… [read post]
2 Jul 2019, 6:32 pm
In June 2019 ASIC released its estimates for the Industry Funding levy for the 2018-19 financial year. [read post]
28 Jun 2019, 3:47 pm
About five weeks after Sun Life sold the policy, Nachman resigned as Trustee and appointed the four investors as co-Trustees. [read post]
28 Jun 2019, 3:47 pm
About five weeks after Sun Life sold the policy, Nachman resigned as Trustee and appointed the four investors as co-Trustees. [read post]
18 Jun 2019, 4:36 am
FINRA Broker Disciplinary Action Report: June 2019Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
12 Jun 2019, 8:43 am
This can cause a problem once they file bankruptcy because once the creditor realizes that the debtor had no intentions of paying off the medical debt charge, they will request that the bankruptcy trustee make the debt nondischargeable. [read post]
4 Jun 2019, 6:30 am
He has been instrumental in working with multiple privately held organizations within the claims solutions management and managed care industries. [read post]
22 May 2019, 1:24 am
The review notes that, if this change were made, rules promulgated by TPR would need to be subject to both ministerial oversight and industry input. [read post]
16 May 2019, 9:30 am
Frost is a trustee of the Frost Gamma Investments Trust. [read post]
13 May 2019, 6:00 pm
Hoffman is a member of The Media Institute’s Board of Trustees and First Amendment Advisory Council. [read post]
3 May 2019, 10:07 am
. Security trustees / agents commonly used in Canada. Generally no withholding tax on payments of interest. Security over real (immovable) property or personal (moveable) property must be registered under provincial Personal Property Security Acts or applicable land registration statutes. In Quebec many forms of security must be made by authentic act signed before a notary. [read post]
3 May 2019, 6:41 am
Consequently, FINRA has apparently barred him from working in the securities industry. [read post]
