Search for: "U. S. Securities and Exchange Commission"
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22 Feb 2024, 6:30 am
Securities and Exchange Commission’s (SEC) proposed climate-related disclosure rule and the European Union’s (EU) Corporate Sustainability Reporting Directive (CSRD).[1] As discussed below, there is a certain core set of disclosure requirements common to these disclosure regimes, including those relating to the material risks that climate change poses to the company based on the Task Force for Climate Financial Disclosures (TCFD). [read post]
22 Feb 2024, 6:30 am
Securities and Exchange Commission’s (SEC) proposed climate-related disclosure rule and the European Union’s (EU) Corporate Sustainability Reporting Directive (CSRD).[1] As discussed below, there is a certain core set of disclosure requirements common to these disclosure regimes, including those relating to the material risks that climate change poses to the company based on the Task Force for Climate Financial Disclosures (TCFD). [read post]
14 Oct 2019, 7:52 pm
Treasury Secretary to make additional sanctions designations for persons determined to engage in actions that threaten peace, security, stability or territorial integrity of Syria; commission of human rights abuses; being a Government of Turkey official or subdivision / agency / instrumentality; or operate in a sector of the Turkish economy (making any Turkish company or foreign company operating in the country a potential target). [read post]
30 Jul 2015, 11:12 am
Securities and Exchange Commission. [read post]
12 Jul 2023, 2:23 pm
Some proposals, like the National AI Commission Act (H.R. 4223) and Digital Platform Commission Act (S. 1671), propose the creation of an agency or commission to review and regulate AI tools and systems. [read post]
17 Dec 2011, 3:03 pm
Rakoff, in a 15 page opinion, rejected the proposed agreement between Citigroup and the Securities and Exchange Commission to settle charges filed by the SEC against Citigroup accusing the company of "selling investors slices of a $1 billion mortgage-bond deal called Class V Funding III, without disclosing it was betting against $500 million of those assets. [read post]
27 Apr 2022, 6:23 am
Securities And Exchange Commission initiated its own complaint alleging that Molo “stole” more than $800,000 from senior citizen investors without their knowledge or authorization. [read post]
25 Feb 2020, 6:23 am
Among the highlights (in the United States) were the petition filed with the Securities and Exchange Commission in 2017 by the Human Capital Management Coalition pressing for regulations requiring corporate disclosure with respect to “human capital” and the inclusion by the SEC, in 2019, of provisions relating to it in the agency’s broader, pending revision of S-K regulations. [read post]
5 Dec 2018, 3:00 am
” But the path to compliance isn’t easy – and includes registering the securities under the Exchange Act. [read post]
23 Oct 2007, 9:22 pm
Two items from the nation's capital: (1) Jim Cox, corporate, securities and accounting scholar at Duke, is being mentioned around town as an excellent candidate for appointment as Commissioner of the Securities and Exchange Commission. [read post]
12 Nov 2015, 11:14 am
Individual Investment Limits In the final rules, the Securities and Exchange Commission (the “SEC”) has modified the investor limits from those included in its proposed rules. [read post]
15 Nov 2023, 6:57 am
The Chamber has successfully mounted legal challenges to the exercise of authority by a number of administrative agencies, including the Securities and Exchange Commission and the Federal Trade Commission. [read post]
6 Dec 2017, 1:19 pm
Time agreed to pay $25,000, $12,500 in advance and an additional $12,500 at publication, in exchange for the right to excerpt 7,500 words from Mr. [read post]
3 Dec 2023, 10:30 pm
The case, brought by the digital rights group, La Quadrature du Net, questions the compatibility of the “HADOPI” law, the French legal framework to combat the online exchange of copyrighted material without permission from right-holders, with European Union law. [read post]
16 Jun 2019, 7:35 am
Securities and Exchange Commission (SEC) or the PBOC to audit Chinese companies on Chinese soil is an offense against Chinese government sovereignty. [read post]
28 Jun 2010, 8:18 am
§78d(Securities and Exchange Commission), 48 Stat. 1066, 47 U. [read post]
17 Mar 2023, 12:13 pm
Securities and Exchange Commission from whistleblowers in the UK. [read post]
30 Dec 2011, 1:23 pm
No company with a class of securities registered under section 12 of the Securities Exchange Act of 1934 (15 U.S.C. 78l), or that is required to file reports under section 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78o(d)), including any subsidiary or affiliate whose financial information is included in the consolidated financial statements of such company, . . . or any officer, employee, contractor, subcontractor, or agent of such company, .… [read post]
29 Dec 2008, 10:39 am
While they worked for Stanford, the two men allegedly discovered that the company engaged in several unethical and illegal business practices, such as the deletion of certain electronic data in the wake of a Securities and Exchange Commission probe and the inflation of certain asset values in order to mislead potential customers. [read post]
10 Jun 2011, 1:32 pm
Robbins, 519 U. [read post]
